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18 Jul 2009, 7:16 pm
It's time for more on fines. [read post]
22 Mar 2018, 9:02 am
Fines Proposed after Vallejo Man Dies Due to Workplace Injury I’m Ed Smith, a Vallejo personal injury lawyer. [read post]
5 Oct 2020, 7:05 am
He also added that the amount of the fine was appropriate to deter companies from similar privacy violations. [read post]
17 Jul 2023, 12:22 pm
” The arrests and fines come after a contentious and controversial general election. [read post]
3 May 2023, 11:47 am
The fine is the largest stand alone administrative penalty in the Bureau of industry and Security for this type of infraction. [read post]
21 Mar 2009, 8:46 am
In California state authorities are fining two nursing homes for negligent nursing care that resulted in two patients' choking deaths. [read post]
28 May 2022, 4:09 am
SEC fines RiverSource Distributors Inc. $5 Million for Improper Variable Annuity Exchanges According to The Securities and Exchange Commission this week, the regulator has reportedly fined RiverSource Distributors Inc., a subsidiary of Ameriprise Financial Services LLC, $5 million for allegedly improperly switching Ameriprise customers’ variable annuities in order to generate commissions. [read post]
23 May 2012, 4:50 am
The total fines were $75,000 plus the 25% victim fine surcharges. [read post]
25 Jan 2012, 12:23 pm
Merrill Lynch has been fined by FINRA regarding arbitration before. [read post]
28 Aug 2018, 9:24 am
In the past 40 or so years, a strange fact about our Universe gradually made itself known to scientists: the laws of physics, and the initial conditions of our Universe, are fine-tuned for the possibility of life. [read post]
7 Sep 2010, 3:14 am
” Kevin Pietersen has been fined over his foul-mouthed outburst on Twitter last week. [read post]
28 Jul 2009, 2:03 pm
FINRA announced today that it fined Merrill Lynch, Pierce, Fenner & Smith, Inc. $150,000 and UBS Financial Services, Inc. $100,000 for supervisory failures that led to unsuitable short-term sales of closed-end funds (CEF) purchased at the funds' initial public offerings.... [read post]
19 Aug 2010, 2:10 pm
FINRA fined HSBC Securities (USA) Inc. $375,000 for recommending unsuitable sales of inverse floating rate Collateralized Mortgage Obligations (CMOs) to retail customers. [read post]
21 May 2019, 3:37 pm
Mungan (George Mason University - Antonin Scalia Law School, Faculty and George Mason University - Antonin Scalia Law School, Faculty) have posted Optimal Imprisonment and Fines with Non-Discriminatory Sentences on SSRN. [read post]
7 May 2009, 1:19 am
“Anti-social behaviour fines have been criticised for being inherently ‘flawed’ after figures showed half are never paid. [read post]
20 Jul 2011, 12:00 am
Daniel Sokol Eric Barbier de La Serre and Charlotte Winckler (both Latham & Watkins) describe A Survey of Legal Issues Regarding Fines Imposed in EU Competition Proceedings (2010). [read post]
12 Feb 2010, 5:20 am
“Privacy watchdog the Information Commissioner’s Office (ICO) has said that it will not use new powers to fine organisations for data protection law breaches if those breaches are discovered as part of one of its audits. [read post]
30 Apr 2015, 8:45 am
Eric Barbier de La Serre and Eileen Lagathu, Jones Day explore The Law on Fines Imposed in EU Competition Proceedings: Fifty Shades of Undertakings. [read post]
8 Jul 2009, 2:27 am
“Regulatory fines could double or treble in size under a new framework for calculating financial penalties proposed by the Financial Services Authority (FSA) yesterday. [read post]
26 Mar 2012, 5:25 am
The private bank Coutts was fined £8.75 million over failing to follow standards intended to fight money laundering. [read post]
