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6 Feb 2020, 11:07 am by Renae Lloyd
According to filings with the SEC, the REIT values its shares at $9.58 as of July 30, 2019. [read post]
15 Mar 2023, 1:31 am by The White Law Group
 This offer may have been tempting to some investors as the REIT reportedly suspended its stock redemption plan in July 2018. [read post]
12 Mar 2021, 11:01 am by Renae Lloyd
July 2019 – Failure to File Documents with Regulators The Financial Industry Regulatory Authority (FINRA) censured and fined Aegis Capital Corp. [read post]
14 Jul 2017, 8:23 am by Renae Lloyd
CION Investment Corporation invests primarily in the senior-secured debt of private U.S. middle market companies, and since commencing its initial continuous public offering in July 2012, has raised $1.1 billion in investor equity. [read post]
12 Mar 2021, 11:01 am by Renae Lloyd
July 2019 – Failure to File Documents with Regulators The Financial Industry Regulatory Authority (FINRA) censured and fined Aegis Capital Corp. [read post]
1 Dec 2020, 12:48 pm by Renae Lloyd
Chris Kubiak was affiliated with Calton & Associates in Brookfield, WI from July 2017 until he was reportedly fired in October 2018 after his arrest, according to his FINRA BrokerCheck report. [read post]
12 Oct 2012, 9:00 am
Thirty-two-year-old Regina Ruff came to the emergency room at Advocate South Suburban Hospital in the morning on July 14, 2007 complaining of shortness of breath. [read post]
28 Oct 2011, 2:52 pm by Joe Palazzolo
Republican presidential candidate Mitt Romney has been courting high-powered GOP lawyers with gusto, as the National Law Journal reported in this July story. [read post]
24 Jul 2023, 1:01 am by rhapsodyinbooks
” Note: If you want to see Barbara Jordan delivering her famous speech on July 24, 1974, you can view it at this link. [read post]
15 Aug 2016, 7:34 pm by Joe Koncelik
  Falsified Records A common criminal charge in environmental white collar cases is falsification of records required to be kept under environmental permits or regulations. [read post]
2 Aug 2010, 4:33 pm
The following information regarding broker misconduct and disciplinary activities taken against California stockbrokers was released by the Financial Industry Regulatory Authority (FINRA) in July 2010: Stephen White Wilson (Westlake Village and Thousand Oaks, California) formerly with AFA Financial Group, Brookstreet Securities, Wedbush Morgan Securities, Securities America and Wachovia Securities, among others, was barred from association with any FINRA member in any capacity for… [read post]
10 Oct 2010, 5:28 pm
In the July 3rd edition of The Economist, there is a story which holds there are five domains of warfare – land, sea, air, space, and now adding cyberspace. [read post]