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6 Nov 2009, 5:00 am
For purposes of this Bylaw, ‘independent’ has the meaning set forth in the New York Stock Exchange (“NYSE”) listing standards, unless the Corporation’s common stock ceases to be listed on the NYSE and is listed on another exchange, in which case such exchange’s definition of independence shall apply. [read post]
4 Mar 2013, 1:02 pm by D. Daxton White
” The combined REIT will be trade on the New York Stock Exchange under Spirit Realty’s existing ticker “SRC. [read post]
15 Jun 2009, 11:58 am
" That is a far cry from the ads that Finra first ran in 2007 shortly after it was formed through a merger with the National Association of Securities Dealers and portions of New York Stock Exchange's self-regulatory membership firm. [read post]
13 Jun 2011, 8:53 am by Nathan Koppel
A New York federal jury today found Zvi Goffer, a former trader at Raj Rajaratnam’s Galleon Group, guilty of 14 counts of fraud and conspiracy to commit insider trading. [read post]
1 Sep 2009, 10:44 am
A NYT article says: An explosion of computerized trading has helped drive volume on the New York Stock Exchange alone up by 164 percent since 2005. [read post]
6 Jan 2021, 11:38 am by Matt Gluck, Tia Sewell
The New York Stock Exchange (NYSE) said Wednesday that it will delist three Chinese telecommunications firms—China Mobile Ltd., China Telecom Corp. and China Unicom (Hong Kong) Ltd. [read post]
13 Oct 2011, 7:58 pm
The Securities and Exchange Commission has received an emergency order to stop a Ponzi scam that bilked victims of about $26 million. [read post]
4 Feb 2011, 2:11 pm by Jason Eiseman
The plot is centered around the terrorist bombing of the New York Stock Exchange, which in many ways parallels the World Trade Center attack in 2001. [read post]
28 Jan 2010, 11:51 pm
Four Paul Hastings Partners Join Haynes and Boone New York Law Journal Four real estate partners are leaving Paul Hastings to join the New York office of Haynes and Boone. [read post]
12 Dec 2018, 4:19 am by Andrew Lavoott Bluestone
” “Instead of signing the separation agreement plaintiff and 41 other former employees of RSI each separately retained defendants to represent them and commenced an arbitration action before the New York Stock Exchange against the RSI, RSGI, and FleetBoston (Mot. [read post]
21 Aug 2018, 3:39 pm by Robert Wernli, Jr.
Finance, Google Finance, and the Nasdaq and New York Stock Exchange websites. [read post]
21 Feb 2019, 6:10 am
Recognizing the importance of entrepreneurial finance, a major focus of financial policymakers around the world has been on the creation of new stock exchanges for young and small-capitalization companies, often characterized by less restrictive listing requirements. [read post]
25 May 2007, 3:30 am
After four months of bidding, CEVA Group PLC -- a UK public limited company owned by affiliates of New York City-based Apollo Management LP -- has emerged as the winner for Houston-based logistics company EGL, Inc. over the management led-private equity bid championed by EGL chairman and CEO, Jim Crane (prior posts here). [read post]
13 Apr 2023, 11:49 am by Ronald Mann
A direct listing, approved by the New York Stock Exchange in the last decade, works differently. [read post]
13 Aug 2020, 2:11 am by Neil Wilkof
As reported by CBS.com-- Its shares rocketed from around $2 to as high as $60 before some of its former debt was converted into stock as part of a complex arrangement.The New York Times noted that— Kodak’s stock is now trading 17 times higher than it was at the end of last week. [read post]
29 Apr 2014, 6:10 am by Mark Astarita
Gabay and Yehuda, who live in New York, each proceeded to trade GSI stock the following Monday morning.Gabay agreed to settle the SEC's charges by disgorging his trading profit of $23,615 and paying prejudgment interest of $1,207 and a penalty of $22,177 for a total of $46,999. [read post]
9 Oct 2007, 9:17 am
  The smallest and most thinly traded stocks cannot meet the listing requirements of the NASDAQ Stock Market or a national exchange, such as the New York Stock Exchange. [read post]
4 Feb 2021, 8:30 pm by Jim Sedor
New York Times – Annie Karni and Sam Baker | Published: 2/1/2021 With no dominant leader other than a one-term president, a radical right movement that became emboldened under President Trump has been maneuvering for more power in the Republican Party and ascending in different states and congressional districts. [read post]
23 Jan 2020, 5:00 am by Kevin Kaufman
History and Current Implementation of Financial Transaction Taxes The U.S. previously has implemented and considered FTTs, including levying one from 1914 to 1965, and New York state levied its own FTT from 1905 to 1981.[9] More recently, an FTT has been proposed on trades occurring on the major Chicago exchanges. [read post]