Search for: "New York Stock Exchange"
Results 1601 - 1620
of 3,453
Sort by Relevance
|
Sort by Date
25 Jul 2014, 9:35 am
On July 22, 2014, the Securities and Exchange Commission (“SEC”) charged Kevin McGrath (“McGrath”), a partner and account executive at Cameron Associates (“Cameron”), an investor relations firm in New York City, with insider trading on confidential nonpublic information he learned about two Cameron clients for whom McGrath was performing work. [read post]
23 Jul 2014, 8:48 am
To that end it considers the quite promising framework, the Human Rights Reporting and Assurance Frameworks Initiative (RAFI) Project, and the recent efforts of the World Federation of Exchanges’ (WFE) new sustainability working group to consider an Investor Listing Standards Proposal. [read post]
23 Jul 2014, 5:55 am
In Court, Bell was informed of a 10-count indictment returned in Brooklyn, New York, and was released on bond. [read post]
22 Jul 2014, 11:26 pm
Here is what it would take for a RUFO payday to materialize in New York: 1. [read post]
21 Jul 2014, 10:02 pm
Both New York Stock Exchange companies saw market declines on Monday, with Yum! [read post]
21 Jul 2014, 4:41 am
The shareholder plaintiff contends that the transaction, in which Medtronic shareholders will receive shares in the new company in exchange for their existing Medtronic shares, will result in a “substantial loss” for Medtronic shareholders. [read post]
21 Jul 2014, 4:40 am
Satyam, whose American Depositary Shares at the time traded on the New York Stock Exchange, was hit with a securities class action lawsuit, which also named certain of its directors and officers as defendants, as well as the company’s outside auditor, PwC. [read post]
11 Jul 2014, 5:47 am
In his statement Fink was speaking at a Deutsche Bank conference in New York and drew parallels between Leveraged ETFs and the two Bear Stearns hedge funds that collapsed in the panic of 2007. [read post]
2 Jul 2014, 10:43 am
” Particularly noteworthy is Judge Kern’s finding that New York courts should protect against the use of subpoenas that stifle the free exchange of ideas online. [read post]
1 Jul 2014, 12:13 pm
Calamari, director of the SEC’s New York Regional Office. [read post]
30 Jun 2014, 12:09 pm
Aguilar of the United States Securities and Exchange Commission spoke at the New York Stock Exchange as part of the “Cyber Risks and the Boardroom” Conference. [read post]
30 Jun 2014, 7:29 am
Consider that there are over 2000 companies listed on the New York Stock Exchange, and fewer than 200 countries in the entire world, of which only a few dozen issue foreign bonds. [read post]
28 Jun 2014, 6:00 am
The company has over 7,400 employees worldwide, and its shares are traded on the New York Stock Exchange with net sales of $4.8 billion in 2013. [read post]
27 Jun 2014, 2:03 am
According to Halliburton’s counsel, “[t]he most recent studies by NERA and Stanford show that 75 percent of class certification motions are granted in securities cases; and that number is much, much higher with respect to New York Stock Exchange companies that essentially have no way to dispute market efficiency. [read post]
24 Jun 2014, 11:36 am
District Court for the Southern District of New York, a class action has been filed against the titan investment firm on behalf of seven of its investors. [read post]
20 Jun 2014, 11:29 am
Calamari, director of the SEC’s New York Regional Office. [read post]
17 Jun 2014, 9:56 am
The SEC is the latest government agency to examine and propose new rules on alternative exchanges and high-frequency trading. [read post]
16 Jun 2014, 11:20 am
So What: Governments trying to restructure New York-law debt contracts have less scope to threaten default. [read post]
15 Jun 2014, 10:48 pm
WASHINGTON — The day after Representative Eric Cantor became the first congressional leader in modern times to lose his seat in a primary, one of the biggest aftershocks occurred not on Capitol Hill or in the sprawling Richmond suburbs he has represented for more than a decade but on the New York Stock Exchange. [read post]
13 Jun 2014, 11:30 am
Within hours of making their investments, news of the impending merger was apparently leaked to the New York Times driving the stock price up by more than 20%. [read post]
