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20 May 2020, 1:57 pm
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Callagy, Christopher Aegis Capital Corp Oppenheimer & Co Inc Costanzo, Anthony AXA Advisors, LLC Dininno, Matthew Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Dow,… [read post]
20 May 2020, 11:58 am
If you owned CPI Aerostructures, Inc. [read post]
19 May 2020, 10:11 am
American Association of Political Consultants Inc. and Little Sisters of the Poor Saints Peter and Paul Home v. [read post]
17 May 2020, 12:44 pm
(Kalos) and Triad Advisors, Inc. [read post]
17 May 2020, 12:44 pm
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
15 May 2020, 3:12 pm
Inc. [read post]
15 May 2020, 7:49 am
From October 2014 until July 2015 Linsky was associated with Summit Brokerage Services, Inc. [read post]
13 May 2020, 8:00 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide in securities investment fraud cases. [read post]
12 May 2020, 3:14 pm
Witnesses are expected to address the judge and counsel as if they were at an in person hearing and “to be alone, in a secure room with doors closed”, ensuring there will be no interruptions or if that is not possible, “they should advise their legal representatives as soon as practicable”. [read post]
11 May 2020, 8:18 pm
Maryland Securities Commissioner Melanie Senter Lubin, the committee’s representative of the North American Securities Administrators Association (NASAA) and a non-voting member of the committee, echoed concerns raised by Commissioner Allison Herren Lee, who dissented from approving the proposal for, among other reasons, the lack of data cited in the proposing release as justification for the proposed amendments. [read post]
11 May 2020, 10:57 am
Thus, when there is an expectation that the lodestar method will be used to calculate fees, attorneys should document their time much as they would for their own clients, that is, contemporaneous billing records or other documentation recorded reasonably close to the time when the work is performed. [read post]
10 May 2020, 5:48 am
From June 2013 until July 2014 Vietor was associated with Cape Securities Inc. [read post]
9 May 2020, 2:20 am
However, the "date of hire" might not necessarily be the same date used to determine an individual's service for seniority purposes for layoff under State law, i.e., the individual's date of initial permanent appointment in public service.For example, assume Employee A was provisionally appointed on January 1, and Employee B was appointed February 1, of the same year. [read post]
9 May 2020, 2:20 am
However, the "date of hire" might not necessarily be the same date used to determine an individual's service for seniority purposes for layoff under State law, i.e., the individual's date of initial permanent appointment in public service.For example, assume Employee A was provisionally appointed on January 1, and Employee B was appointed February 1, of the same year. [read post]
8 May 2020, 9:05 pm
In a recent paper, Joel Thayer of Phillips Lytle LLP and Bijan Madhani of the Computer & Communications Industry Association consider whether compliance with the GDPR is even possible for companies developing and using machine learning and AI. [read post]
8 May 2020, 12:02 pm
Contact us today. [read post]
8 May 2020, 9:48 am
The organizations who signed include the Artist Rights Alliance (ARA), American Association of Independent Music (A2IM), American Society of Composers, Authors, and Publishers (ASCAP), Broadcast Music Inc. [read post]
8 May 2020, 9:35 am
It is reproduced with permission from The Bureau of National Affairs, Inc. (800-372-1033) www.bloombergindustry.com. [read post]
8 May 2020, 9:25 am
Raymond James & Associates, Inc. [read post]
6 May 2020, 6:29 am
From September 2011 until June 2014 Morris was associated with Sandlapper Securities, LLC. [read post]
