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1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 9:03 pm by Joe Whitworth
Gary McFarlane, Northern Ireland director at Chartered Institute of Environmental Health, said the move to drop checks and inspections on imports represents a clear dereliction of duty from the government. [read post]
The report commissioner, Sir Gary Hickinbottom, explained that “[a]lmost everywhere, the principles of good governance, such as openness, transparency and even the rule of law, are ignored” in the BVI government. [read post]
30 Apr 2022, 4:27 am by Jack Bogdanski
The smell is too much to bear.Peterson's opponents include an urban planning expert named Alisa Pyszka, and a gas engineer named Gary Dye. [read post]
29 Apr 2022, 3:50 pm by Mark Astarita
In addition to the events, Chair Gary Gensler…Read the Full Press ReleaseHave a securities law question? [read post]
29 Apr 2022, 4:00 am by Jim Sedor
National/Federal Amid the War in Ukraine, PR Firms Defend Russian-Tied Clients MSN – Hailey Fuchs (Politico) | Published: 4/26/2022 Several wealthy businesspeople from Eastern Europe have turned to public relations professionals to help navigate press coverage emanating from Russia’s assault on Ukraine. [read post]
29 Apr 2022, 3:00 am by Doug Cornelius
“The Name’s Bond:” Remarks at City Weekby Chair Gary Gensler The fixed income markets may not, on the surface, seem like the most cinematic part of the financial system. [read post]
28 Apr 2022, 6:00 am by Josh Blackman
Gary Leff from View From The Wing asks why passengers are sticking with the ineffective cloth masks, even in the absence of the mandate: What I didn't understand was that a majority of people who were wearing masks were wearing either cloth or medical masks. [read post]
28 Apr 2022, 5:57 am by John Jascob
By Lene Powell, J.D.In remarks at City Week, SEC Chair Gary Gensler outlined targeted initiatives to improve transparency, resiliency, integrity, and access in fixed-income markets. [read post]
27 Apr 2022, 8:20 am
Lillie served 44 years on the 2nd District Court of Appeal, from 1958 until her death in 2002.Also in the DJ, Gary Watt & Patrick Burns have Arbitration Angle: Judicial Review of Arbitration Injunctionswhat happens if an arbitrator, not a court, grants or denies injunctive relief? [read post]
27 Apr 2022, 6:31 am
And now under SEC Chair Gary Gensler, the SEC is seeking public comments on a bold and thoughtfully framed rule proposal for the enhancement and standardization of climate-related disclosures (Release No. 33-11042, March 21, 2022). [read post]