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28 Jun 2010, 2:29 pm
If convicted, Aguillard faces up to twenty (20) years in prison and a fine of not more than than $250,000. [read post]
19 Jun 2016, 10:02 am
For the last 20 plus years at food safety conferences around the world, I have primarily pitched the moral reason not to poison customers. [read post]
6 May 2010, 11:48 am
Here are some impressions from the first 20 hours: Angels are here from all over the world. [read post]
14 Feb 2015, 11:28 am
” This comes from the 2014 Quantitative Analysis of Investor Behavior published by Dalbar, which found that during the 20-year period from 1994 through 2013, the average equity investor’s return was 5.0%, while the S&P 500 (an imperfect proxy for the market) returned 9.2%. [read post]
2 Sep 2015, 10:43 am
The University Club, New York, NY Use Promotion Code HFPWSP for a 35% discount when registering.Click Here to Register Join us for our session:“2015 Exam Priorities: Tips for Handling SEC Exams and Investigations” taking place Tuesday, October 20, 2015, from 10:00 AM – 11:00 AM Discussion Leader: Ildiko DuckorPartner and Co-head, Investment Funds & Investment Management Practice, Pillsbury Winthrop Shaw Pittman, LLP Speakers to… [read post]
30 Nov 2008, 4:09 am
I myself was introduced to these guides 5 years ago when researching 20 2nd tier cities. [read post]
20 Apr 2022, 6:22 am
Investment News has reported that one anonymous GWG L bond investor estimates that the GWG L Bonds may now be worth 20 to 30 cents on the dollar. [read post]
27 Jun 2018, 1:35 pm
President Trump has apparently decided to limit Chinese investment in American tech companies through congressional reform to the Committee on Foreign Investment in the United States (CFIUS), rather than pursue more aggressive restrictions through executive action under the International Emergency Economic Powers Act (IEEPA). [read post]
17 May 2015, 6:46 am
Please see my commentary at: JPMorgan Chase, Citigroup, Barclays, RBS, And UBS Seek SEC Reg D Waivers (BrokeAndBroker.com, May 21, 2015). and UPDATE: Bill Singer's Ennui In Response To The DOJ FOREX Press Junket (BrokeAndBroker.com, May 20, 2015).The shame and disgrace to which the regulati... [read post]
FERC Issues Notice of Proposed Rulemaking Aimed At Increasing Incentives for Transmission Investment
31 Dec 1969, 4:00 pm
After a 2-1 vote, on March 20, 2020, the Federal Energy Regulatory Commission (“FERC” or the “Commission”) issued a Notice of Proposed Rulemaking (“NOPR”), proposing to revise its existing electric transmission incentives policy and corresponding regulations to enhance opportunities for utilities to qualify for and receive transmission incentives, including additional return on equity (“ROE”) adders in transmission rates, for… [read post]
16 Jan 2019, 9:00 am
Key characteristics include, (i) only open to accredited investors; (ii) wider investment universe; (iii) frequent use of leverage; (iv) “2 and 20” fee structure. [read post]
* Chris Finney Commentary: UK: FSA Proposes Big Changes to Client Money Regime for Insurance Brokers
31 Aug 2012, 4:14 am
On 28 August 2012, the FSA published a Review of the Client Money Rules for Insurance Intermediaries (CP 12/20*** is available here).The Review proposes fundamental changes to the client money regime. [read post]
13 Sep 2011, 1:46 pm
At least 20 states to date have conducted training seminars to investment advisers seeking information about switching to state registration and what to expect from becoming state-registered. [read post]
31 Jul 2018, 2:20 pm
Murillo incurred a restitution fee of $35,000 and was suspended for 20 business days. [read post]
9 Jan 2016, 9:09 pm
The second biennial symposium of the Global Economic Law Network will take place May 19-20, 2016, at Melbourne Law School. [read post]
12 May 2013, 3:02 pm
Notice 2013-17 will be published in Internal Revenue Bulletin 2013-20 on May 13, 2013. [read post]
15 Dec 2008, 8:59 am
Yes, there are investment advisors whose only advise is which investment advisor to use. [read post]
20 Apr 2015, 1:36 pm
Why aren’t more contractors investing in safety gear for their workers. [read post]
7 Dec 2006, 4:49 am
The article goes on to print the chirpy regret she took 20 minutes to write and how much personal vanity she invested in the project. [read post]
24 Apr 2020, 10:26 am
Bankruptcy Court for the District of Colorado on April 20, 2020. [read post]
