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4 Mar 2012, 4:42 am
California Republican Gary Miller, supported by fellow Republican Spencer Bachus, Democrat Barney Frank and others, has a bill pending in the House to prolong the bank’s life through 2015 and raise its lending cap to $160 billion from $100 billion. [read post]
13 Jan 2015, 8:25 am
It also requires termination of a security registration in the case of a bank or bank holdingcompany if the number of holders of a class of security drops below 1200. [read post]
20 Aug 2012, 9:06 pm
New York plaintiff wanders the South looking for ATMs out of compliance with federal fee sticker regulation [Kevin Funnell, Bank Lawyers' Blog, earlier] In the mail: Stephen Bainbridge, “Corporate Governance After the Financial Crisis” (Oxford, 2012), with blurb from NYT “Deal Professor” Steven Davidoff: “an important book for those seeking to understand the theoretical and practical implications of Dodd-Frank, Sarbanes-Oxley, and the federal… [read post]
29 Sep 2011, 7:12 am
A little over a week ago, Jose´María Roldán, the Bank of Spain’s Director General of Banking Regulation, gave a presentation in London to investors that the New York Times described as “surprisingly frank. [read post]
11 Nov 2010, 2:35 am
That’s the market for Credit Default Swaps, among other impossible-to-value things currently clogging up our bank balance sheets, causing bank insolvency, and was the reason for the TARP in the first place. [read post]
1 Nov 2016, 9:45 am
The SEC points out that Dodd-Frank’s whistleblower award program directs the Commission to pay an informant an award based on the monetary sanctions collected in a “related action,” which includes a judicial or administrative action brought by the Justice Department, federal banking regulators, and self-regulatory organizations. [read post]
9 Feb 2016, 7:47 am
The SEC points out that the Dodd-Frank provision directs the Commission to pay an informant an award based on the monetary sanctions collected in a “related action,” which includes a judicial or administrative action brought by the DOJ, federal banking regulators, and SROs. [read post]
21 Jun 2011, 2:02 pm
It was into this world that Frank and Jamie McCourt purchased the Dodgers and their stadium for $430,000,000 in 2004. [read post]
23 Mar 2023, 7:34 am
(ASF Senate Banking Testimony). [read post]
15 Jul 2015, 6:05 am
This post is based on a Fried Frank publication authored by Mr. [read post]
27 Oct 2011, 11:34 am
At a forum hosted by the American Bar Association, senior SEC officials discussed a number of issues around international securities regulation, including regulatory arbitrage, the Dodd-Frank conflict minerals provisions, the Supreme Court’s Morrison ruling and the SEC study on the extraterritorial reach of the federal securities laws mandated by Dodd-Frank. [read post]
29 Aug 2007, 12:18 pm
The rehabilitation of Frank Quattrone has officially begun. [read post]
7 Dec 2011, 1:18 pm
The initial NPR proposed modifications to the agencies’ market risk capital rules for banking organizations with significant trading activities. [read post]
17 Mar 2021, 12:31 pm
In accordance with Section 342 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the FDIC is calling on its supervised institutions with 100 or more employees to submit voluntary self-assessments of their diversity policies and practices. [read post]
2 Jun 2017, 6:25 am
Bank Governance and Systemic Stability: The “Golden Share” Approach Posted by Saule T. [read post]
18 May 2012, 11:13 am
JPMorgan of course claimed to be entering a type of hedge that would be permitted under the Dodd Frank reforms. [read post]
18 Apr 2012, 7:32 am
Say on pay is an advisory vote by shareholders that was mandated by Dodd-Frank. [read post]
12 Aug 2013, 12:25 pm
The definitions of such terms in Dodd-Frank and similar guidance provided by the Bureau don’t help a great deal in providing a litmus test for banks and non-banks to use. [read post]
21 Mar 2011, 5:32 pm
The two petitions contended that disclosure that a bank has borrowed from the Fed may cause bank customers to worry about the financial soundness of the bank, thus discouraging banks from borrowing from the Fed and thus impairing its money supply activity. [read post]
9 Nov 2009, 9:28 am
(See, for example, my recent post on the recent fad of suing the bank for elder abuse.) [read post]
