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10 Apr 2020, 3:00 am
Chamber of Commerce and the Business Roundtable, the Securities and Exchange Commission is considering new rules that could thwart efforts to mandate public disclosures of corporate political money. [read post]
13 Sep 2023, 2:13 am
Charlie Savage reports for the New York Times. [read post]
21 Dec 2006, 3:05 pm
Finley sold Joe Rudi and Rollie Fingers to the Boston Red Sox for $1 million each and Vida Blue for $1.5 million to the New York Yankees. [read post]
4 Jun 2014, 12:00 am
In 2011, Mickelson and several others, including a big-time sports bettor from Las Vegas named William Walters, made millions virtually overnight on well-timed stock trades, according to reports published in The New York Times and elsewhere. [read post]
13 Mar 2012, 1:02 pm
While underwriters/sellers of private placements in New York State are required to make filings with the New York State Department of Law, Investor Protection Bureau, or their Real Estate Finance Bureau in the case of real-estate-based private placements, such filings do not mean that the private placements have been approved by the state of New York as relates to the legitimacy of their business purpose, accounting, bookkeeping, etc.. [read post]
29 Mar 2024, 6:30 am
Securities and Exchange Commission, on Saturday, March 23, 2024 Tags: Climate, cyber disclosure, SEC, SPACs, U.S. [read post]
29 Mar 2024, 6:30 am
Securities and Exchange Commission, on Saturday, March 23, 2024 Tags: Climate, cyber disclosure, SEC, SPACs, U.S. [read post]
1 Dec 2021, 11:53 am
” Reports also emerged on Nov. 26 that the Cyberspace Administration of China, China’s central internet regulator, asked top executives at the ride-hailing giant Didi Chuxing to propose a plan for delisting the company from the New York Stock Exchange over data security concerns. [read post]
10 Jun 2016, 6:15 am
Mirvis, Wachtell, Lipton, Rosen & Katz, on Friday, June 3, 2016 Tags: Acquisition agreements, Acquisition premiums, Arbitrage, Delaware cases, Delaware law, Fair values, Leveraged acquisitions, Management, Merger litigation, Private equity, Shareholder value The Effect of Staggered Boards on Stock Value: New Evidence Posted by Yakov Amihud, New York University Stern School of Business, on Saturday, June 4, 2016 Tags: Airgas v. [read post]
20 Jan 2022, 5:49 am
After leaving the SEC, he went on to lead the New York Stock Exchange. [1] While at our agency, though, Bob contributed to a seminal report called the Special Study. [read post]
13 Oct 2023, 4:00 am
Koch did not make gifts of his company stock directly to the Stand Together nonprofit network. [read post]
5 May 2014, 6:29 am
Calamari, director of the SEC’s New York Regional Office. [read post]
31 Mar 2010, 6:18 am
Bachelder that first appeared in the New York Law Journal. [read post]
18 Feb 2009, 9:00 am
., would provide $131 million in financing in exchange for 12.2 million shares of convertible preferred stock that would pay an 11 percent dividend. [read post]
5 Mar 2012, 7:38 am
In recent years, he noted, a number of Chinese solar panel producers set up shell companies in the Cayman Islands to sell shares on the New York Stock Exchange and NASDAQ. [read post]
19 Apr 2022, 3:30 am
Remember, a company must publicly disclose material nonpublic information following an unintentional selective disclosure of that information before the later of (a) 24 hours or (b) the beginning of the next day’s trading on the New York Stock Exchange (NYSE). [read post]
12 Oct 2018, 2:00 am
In 1928, their merged company would be listed on the New York Stock Exchange as General Mills. [read post]
12 Oct 2018, 2:00 am
In 1928, their merged company would be listed on the New York Stock Exchange as General Mills. [read post]
12 Oct 2018, 2:00 am
In 1928, their merged company would be listed on the New York Stock Exchange as General Mills. [read post]
16 May 2014, 3:07 pm
Account Manager Latest Head to Roll If it seems like there has been a lot of chatter in investment news lately regarding insider trading, it is probably due to the concentrated efforts of the Securities and Exchange Commission. [read post]
