Search for: "New York Stock Exchange"
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12 Jun 2014, 11:25 am
Aphelion Fund Management, an investment firm located in New York that acts as the investment advisor and general partner for two unregistered hedge funds, has been found complicit in the fraud charges leveled against two of its executives. [read post]
12 Jun 2014, 5:58 am
.: 3-15912 Case filed: June 6, 2014 Qualifying judgment/order: June 6, 2014 06/06/2014 09/04/2014 2014-56 In the Matter of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C. [read post]
12 Jun 2014, 4:17 am
In a June 10, 2014 speech entitled “Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus” delivered at the New York Stock Exchange, SEC Commissioner Luis A. [read post]
6 Jun 2014, 6:08 am
[National Law Journal] * Even though she claims nothing is “fundamentally broken,” Securities and Exchange Commission chairwoman Mary Jo White proposed “sweeping” new stock market regulations in an attempt to get with the times. [read post]
4 Jun 2014, 12:00 am
In 2011, Mickelson and several others, including a big-time sports bettor from Las Vegas named William Walters, made millions virtually overnight on well-timed stock trades, according to reports published in The New York Times and elsewhere. [read post]
31 May 2014, 11:35 am
The UNGC press release follows:Global Compact Invites Business Comment on Stock Exchange Proposal (22 May 2014, New York) – Institutional investors have put forth a proposal to the World Federation of Exchanges (WFE) – a trade association of 62 publicly regulated stock, futures and options exchanges – that would require extra-financial disclosure among companies listed on member exchanges. [read post]
30 May 2014, 8:23 am
S-K in the United States, the continuous disclosure obligations under the Australian Corporations Act 2001 (Cth) (‘CA’), and listing rules (LRs) such as those adopted by the ASX and the New York Stock Exchange (‘NYSE’) would require the disclosure of material corporate practices outside our national borders. [read post]
26 May 2014, 1:39 pm
A news analysis last week in the New York Times questioned why physicians, the most highly trained members in the industry’s work force and the ones primarily responsible for actually making ill people better, aren’t paid as well as the people who oversee the business of medicine. [read post]
21 May 2014, 12:19 pm
The company went public in 2013 and was listed on the New York Stock Exchange under the ticker CSG. [read post]
20 May 2014, 6:52 am
According to a New York Times article, one of Wall Street’s most exclusive investment products, sold to the wealthy, is moving toward the mainstream investor. [read post]
19 May 2014, 2:41 pm
The stock price closed down $2.28, or 17.6 percent, to $10.70 on the New York Stock Exchange Monday. [read post]
18 May 2014, 7:51 pm
""Did you read the Stock Exchange news? [read post]
16 May 2014, 3:07 pm
Account Manager Latest Head to Roll If it seems like there has been a lot of chatter in investment news lately regarding insider trading, it is probably due to the concentrated efforts of the Securities and Exchange Commission. [read post]
16 May 2014, 6:39 am
First a little backgrounder: The New York Stock Exchange has been on an historic run-up. [read post]
13 May 2014, 9:25 am
Not in the Southern District of New York. [read post]
12 May 2014, 7:18 am
The exchanges, such as the New York Stock Exchange (“NYSE”), pay these liquidity rebates, which typically amount to a fraction of a penny per share, because it increases the overall liquidity in that marketplace. [read post]
9 May 2014, 7:34 am
Henry Campbell Black , a lawyer from Ossining, New York authored A Dictionary of Law in 1891 when Bouvier's was in it's 14th edition. [read post]
9 May 2014, 2:42 am
First, the court held that claims asserted by foreign plaintiffs who purchased UBS stock on a foreign exchange (“foreign-cubed claims”) were barred even though UBS common stock is cross-listed on the New York Stock Exchange. [read post]
5 May 2014, 6:29 am
Calamari, director of the SEC’s New York Regional Office. [read post]
4 May 2014, 5:16 am
From Judge Jed Rakoff in the Southern District of New York to Judge John Kane in the District of Colorado. [read post]
