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20 Apr 2017, 9:30 pm
Wells Fargo was fined $185 million in September after an investigation by the OCC and other authorities. [read post]
19 Apr 2017, 8:33 am
Craig Ruschmeyer, a registered representative from Cottage Grove, Minnesota, formerly with Feltl & Company and Wells Fargo Advisors was suspended from FINRA membership for violations of Rule 9552 FINRA Rule 9552. [read post]
18 Apr 2017, 2:35 pm
In March 2017, FINRA began investigating whether, while associated with Wells Fargo, Amirriahei had engaged in unauthorized and/or discretionary trading in two customers’ accounts. [read post]
17 Apr 2017, 12:27 pm
— A New Jersey woman has sued Wells Fargo Bank, saying she was fired for refusing to participate in a scheme to manipulate accounts and sell products that weren’t in customers’ best interest. [read post]
14 Apr 2017, 3:02 am
Here’s the 113-page Wells Fargo board report – and here’s the news: – NY Times “Wells Fargo to Claw Back $75 Million From 2 Former Executives” – USA Today’s “Wells Fargo clawing back $75.3 million more from former execs in fake accounts scandal” – WSJ’s “Wells Fargo Claws Back Millions From CEO After Scandal” – Fortune’s “How… [read post]
13 Apr 2017, 9:23 pm
Ponce de Leon soon may be ordered reinstated at Wells Fargo — which would follow another high-profile reinstatement ordered last week by the Labor Department, of an unnamed Wells Fargo banker who was awarded $5.4 million in damages and fees for being fired after reporting fraud, the largest such award under SOX. [read post]
12 Apr 2017, 10:13 am
According to his FINRA BrokerCheck, Tricarico was registered as a financial advisor with LPL Financial in Westport, CT from 05/2011 – 01/2015 and Wells Fargo in Westport, CT from 03/2009 – 05/2011. [read post]
12 Apr 2017, 6:30 am
Customers don't lose all of their cases because the process is bad, some, like in court, lose because their claims are bad.And, the fact that Wells Fargo was awarded damages in some of those cases indicates to me at least, that these weren't all customer claims against the bank - some of them had to be the bank collecting money it was owed by customers.I am not defending Wells Fargo here - what they did is outrageous - but that is not cause for attacking… [read post]
12 Apr 2017, 6:00 am
[New York Daily News] * Yes, it's possible for an in-house legal department to be too cost-conscious -- just ask Wells Fargo. [read post]
12 Apr 2017, 5:56 am
Additional Resources:Feds order Wells Fargo to rehire whistleblower and pay him $5.4 million, April 3, 2017, By James Rufus Koren, Los Angeles Times More Blog Entries:EEOC Updates Guidelines on National Origin Discrimination, Jan. 31, 2017, Orange County Disability Employment Lawyer Blog [read post]
11 Apr 2017, 5:37 pm
The high-profile nature of the Wells Fargo scandal and the attention-grabbing magnitude of the clawbacks may draw attention to the kind of measures that Wells Fargo adopted. [read post]
11 Apr 2017, 3:12 pm
Running the gauntlet with Wells Fargo. [read post]
10 Apr 2017, 8:38 am
Neil Gorsuch takes his Supreme Court seat heads news summary including Wells Fargo seeks recompense, legal jobs drop and a governor had an affair to forget. [read post]
10 Apr 2017, 8:05 am
NEW YORK — An investigation into sales practices at Wells Fargo released Monday has blamed the bank’s top management for creating an “aggressive sales culture” that led to a scandal involving millions of unauthorized accounts being opened. [read post]
7 Apr 2017, 7:12 pm
Wells Fargo: Wanting to Appear Contrite, While Just Doing More Fraud Hat tip to LA Times and Consumers for Auto Reliability and Safety (CARS): The insistence by Wells Fargo that the victims of its bogus account-opening scandal seek redress via arbitration, rather than in court, remains the best indication that the bank’s promise to “make things right” for those customers is fake.We’ve pointed out before that big companies like… [read post]
7 Apr 2017, 7:12 pm
Wells Fargo: Wanting to Appear Contrite, While Just Doing More Fraud Hat tip to LA Times and Consumers for Auto Reliability and Safety (CARS): The insistence by Wells Fargo that the victims of its bogus account-opening scandal seek redress via arbitration, rather than in court, remains the best indication that the bank’s promise to “make things right” for those customers is fake.We’ve pointed out before that big companies like… [read post]
5 Apr 2017, 12:08 pm
Wells Fargo Bank, Case No. 2:14-cv-01457-APG-CWH (behind paywall), reminds us of the importance of the statute of frauds as a useful doctrine that can clarify when parties have entered... [read post]
4 Apr 2017, 3:25 pm
Beyer presented a continuing education program for the Red River Valley Estate Planning Council in Fargo, North Dakota. [read post]
4 Apr 2017, 11:29 am
Wells Fargo is the servicer, Your Honor. [read post]
3 Apr 2017, 2:27 pm
Wells Fargo Securities LLC in the United States District Court for the Southern District of New York. [read post]
