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16 Oct 2018, 3:09 am by Hedge Fund Lawyer
Not Properly Allocating Mixed Use Products and Services – advisers did not properly allocate the costs of mixed use products or services (i.e. products or services obtained using soft dollars, where that product or service is also used for non-investment purposes, such as accounting or marketing). [read post]
Schickman is of counsel with Freeland Cooper & Foreman LLP in San Francisco and editor of California Employment Law Letter. [read post]
Schickman is of counsel with Freeland Cooper & Foreman LLP in San Francisco and editor of California Employment Law Letter. [read post]
Schickman is of counsel with Freeland Cooper & Foreman LLP in San Francisco and editor of California Employment Law Letter. [read post]
10 Oct 2018, 12:30 pm by Altman & Altman
We all know the dangers of texting and driving, yet more and more American drivers are failing to take them seriously. [read post]
9 Oct 2018, 7:41 am by Michael Risch
This is all reasonable enough, but I'm concerned that the empirical model is incomplete. [read post]
9 Oct 2018, 2:33 am by Hedge Fund Lawyer
The third quarter of 2018 saw increased interest from regulators in the digital asset space, as well as enforcement actions. [read post]
6 Oct 2018, 10:08 am by Staff Attorney
  Supervisory failures allow brokers to engage in unsupervised misconduct that can include all manner improper conduct including selling away. [read post]
Russell is an employment law attorney with Young Conaway Stargatt & Taylor, LLP, practicing in the firm’s Wilmington, Delaware, office. [read post]
Russell is an employment law attorney with Young Conaway Stargatt & Taylor, LLP, practicing in the firm’s Wilmington, Delaware, office. [read post]
4 Oct 2018, 2:25 pm by Staff Attorney
  The attorneys at Gana Weinstein LLP have extensive experience handling investor losses caused by these types of products. [read post]
3 Oct 2018, 9:45 am by Staff Attorney
All advisers are obligated to make suitable investment recommendations for their clients by following certain criteria. [read post]
  Jeffer Mangels Butler & Mitchell LLP (JMBM) has announced the formation of its Legal Cannabis Group, which provides clients with all the resources and benefits of a full-service law firm on business matters involving legal marijuana and cannabis-related substances. [read post]
1 Oct 2018, 6:38 am by Staff Attorney
  Alternative investment products like oil and gas partnerships, REITs, and equipment leasing programs are rarely, if ever, appropriate for investors due to their high costs, illiquidity, high risks, and huge redemption charges of the products, if they can be redeemed at all. [read post]
1 Oct 2018, 6:37 am by Staff Attorney
  Supervisory failures allow brokers to engage in unsupervised misconduct that can include all manner improper conduct including selling away. [read post]
1 Oct 2018, 6:35 am by Staff Attorney
  The attorneys at Gana Weinstein LLP have extensive experience handling investor losses caused by these types of products. [read post]
25 Sep 2018, 7:36 am by Staff Attorney
  Supervisory failures allow brokers to engage in unsupervised misconduct that can include all manner improper conduct including selling away. [read post]
25 Sep 2018, 7:35 am by Staff Attorney
  The attorneys at Gana Weinstein LLP have extensive experience handling investor losses caused by these types of products. [read post]