Search for: "Corporate Stock Transfer"
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15 Dec 2017, 1:02 pm
The findings stated that the firm and Pronk aggressively promoted and recommended the company’s common stock to prospective investors to profit from the firm’s undisclosed investment banking relationships with the company and their undisclosed arbitrage of the company’s securities, which created a financial incentive for the firm and Pronk to recommend the common stock to customers.Network 1 Financial Securities Inc. [read post]
2 May 2024, 12:35 pm
Representatives allegedly advised customers to buy syndicate preferred stocks and sell them within 180 days, leading to losses. [read post]
26 Mar 2021, 12:30 pm
"In competition a bruised (corporate) ego should be dealt with by hiring an advertising agency, not by hiring a lawyer. [read post]
18 Dec 2019, 10:16 am
Working with his brother, Li established several holding companies to which he transferred some of these patents. [read post]
10 Oct 2023, 9:01 pm
The Commission worries that their consequent “informational advantage . . . over the selling shareholders in these transactions and the associated wealth transfers may be perceived by some market participants to be unfair. [read post]
5 May 2008, 7:00 am
In them, Hassan admitted that he was an officer of Noorani Gas & Convenience, Inc., during the liability period and that he owns the majority interest in Noorani’s stock. [read post]
19 Aug 2011, 12:01 am
(Patently-O) (IP Spotlight) CAFC: Correcting patents at the District Court: CBT v Return Path and Cisco (Patently-O) District Court E D Texas: In calculating ongoing royalty, litigation-related licenses deemed more reliable than non-litigation licenses: Datatreasury Corporation v. [read post]
5 Oct 2015, 9:53 am
The new insider-trading case that the Court declined to review marked a significant break in a string of scores of victories by prosecutors in Manhattan against those who buy or sell stock by relying on corporate data that was not yet known to the public, including other investors. [read post]
10 Jul 2018, 3:57 am
CA SB-838: it would allow certain privately-owned corporations to amend their articles of incorporation to include provisions for the use of blockchain technology in recording information related to stock transactions. [read post]
3 Aug 2023, 11:22 am
FSC Securities Corporation Censured and Fined November 2017 – FINRA sanctioned FSC Securities Corporation on August 10, 2017, with a censure and fine of $100,000, and ordered the firm to pay $492,485.33 in restitution to customers. [read post]
1 Nov 2018, 3:02 pm
(District of Arizona Judge Roslyn Silver had previously denied VEREIT’s motion to transfer the case to the Southern District of New York.) [read post]
7 Jun 2011, 1:55 pm
” It is not enough to allege that predicate acts of money laundering involved transfers into and out of the District by U.S. banks); European Community v. [read post]
12 Nov 2021, 3:00 am
GEO’s stock price dropped but shot back up when Trump reversed the policy. [read post]
6 May 2007, 7:21 pm
If you're going to be transferring assets such as stocks, bonds, or mutual funds to your ex, here's a piece of good news: you won't have to pay a capital gains tax if their value has appreciated (and let's hope it has!) [read post]
22 Jun 2007, 6:22 pm
" Goldman's adversaries in litigation allege in this complaint that Enron's $1 billion prepayment of short-term commercial paper within 5 weeks of the bankruptcy filing at face value (instead of the junk market price they were really worth) was both a preferential and a fraudulent transfer (Goldman got about $300 million). [read post]
20 Mar 2016, 8:06 am
Depending in the entity type, investors may purchase shares of corporate stock, limited partnership interests, or LLC membership interests. [read post]
29 Nov 2010, 7:24 am
Facing foreclosure on debts, in 1933 Swann sought the help of the chemical giant Monsanto to hold off creditors through a series of stock manipulations. [read post]
25 May 2017, 9:14 am
Copyright: stuartburf / 123RF Stock PhotoDelaware Acceptance Corporation, CACV of Colorado, LLC and 202 Investments, Inc. v. [read post]
3 Jun 2020, 9:05 pm
Indeed, if banks required a bailout after shareholders took all the profits, it would be an astonishing transfer of taxpayer wealth to shareholders and provoke an instant outcry. [read post]
2 Sep 2010, 5:12 am
Matus is a member of the Corporate Practice Group in the firm's New York office. [read post]
