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14 Mar 2011, 6:30 pm
The SEC has yet to propose rules under Section 953 since Dodd-Frank set no deadline for SEC rulemaking. [read post]
11 Jan 2011, 5:09 am
All legislative and executive branch documents generated by the The Dodd-Frank Wall Street Reform and Consumer Protection Act passed in the summer of 2010 have been compiled in a 15 volume set now available on HeinOnline. [read post]
22 Sep 2010, 9:01 pm
The Senate believes that the blanket FOIA exemption given to the SEC by Dodd-Frank was overbroad. [read post]
4 Oct 2009, 8:05 pm
BARNEY FRANK: “There is a right to privacy, but not a right to hypocrisy. [read post]
3 Dec 2010, 9:28 am
Created by Section 932 of Dodd-Frank, the new Office of Credit Ratings will not be staffed at this time. [read post]
16 Apr 2020, 5:45 am
Frank. [read post]
21 Jul 2011, 4:33 pm
Related Posts: Dodd-Frank By The Numbers: A Volcker Rule Case Study Dodd-Frank By The Numbers: The Volcker Public Comments x-posted at The Conglomerate [read post]
28 Dec 2010, 2:10 pm
And Dodd-Frank exempts both SOX and FCA retaliation claims from mandatory arbitration. [read post]
9 May 2016, 4:45 pm
CBO: “H.R. 4894 would repeal title II of the Dodd-Frank Wall Street Reform Act of 2010. [read post]
9 May 2009, 1:05 pm
Local and successful realtor, Frank Napoli, reads my blog. [read post]
4 Dec 2008, 5:57 pm
Hard to believe, but it was 15 years ago today that Frank Zappa left the building. [read post]
26 Feb 2007, 10:47 am
Ted Frank is in favor of it. [read post]
22 Jul 2010, 8:45 pm
On behalf of the Glom, we'd like to thank our Masters for a great forum on the Dodd-Frank Act. [read post]
15 Feb 2013, 11:44 am
Jenna Greene at The Blog of Legal Times had a post yesterday citing eight additional states -- including Ohio -- joining a lawsuit challenging the constitutionality of the Dodd-Frank Act, Consumer Financial Protection Bureau, and CFPB Director Richard Cordray’s appointmernt. [read post]
21 Jul 2011, 5:39 pm
Yes, Congress faced some populist pressure when it wrote Dodd-Frank. [read post]
21 Sep 2010, 5:46 pm
With legislation curtailing the SEC's FOIA exemption in Dodd-Frank being advanced by prominent House and Senate leaders, the securities industry has spoken out in favor of the FOIA exemption in Section 929I of Dodd-Frank. [read post]
27 Apr 2011, 8:28 am
Possible Registration Exemptions After Dodd-Frank Foreign Private Adviser Exemption The Dodd-Frank Act provides a narrow registration exemption for any “foreign private adviser. [read post]
28 Jun 2021, 11:13 am
Frank S. [read post]
27 Feb 2017, 5:00 am
The 2010 Dodd-Frank Act gave the Commission the power to impose collateral bars, but applying those provisions to pre-Dodd-Frank conduct was impermissibly retroactive, the court said.Relief from collateral bars. [read post]
20 Jul 2015, 2:35 pm
The award is the maximum amount allowable under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank"). [read post]
