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23 Jan 2015, 2:39 pm
[This story previously appeared in Securities Regulation Daily.]By Jacquelyn LumbSEC Chair Mary Jo White signaled her support for enhancing the transparency of the Financial Stability Oversight Council’s process for considering nonbank financial companies for potential designation as systemically important. [read post]
21 Jan 2015, 5:00 am
“Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry” speech by SEC Chair Mary Jo White on December 11, 2014 talks about new rule makings and possible wide reaching changes. [read post]
20 Jan 2015, 10:10 pm
No one was seriously injured, but the attack left a lasting impression.In this Dec. 15, 2014 photo, Mary Belmonte speaks during an interview at her home in Westwood, Mass, …"I was really scared. [read post]
20 Jan 2015, 7:00 am
(In a future post I will discuss how the work of Mary Ziegler begs us to complicate that assessment.) [read post]
19 Jan 2015, 8:48 am
As the SEC Chairman Mary Jo White stated in her August 30, 2013 letter, although virtual currency itself may not be a "security" subject to the SEC enforcement, interests that are issued by entities that own or trade virtual currencies are securities, and therefore are subject to the SEC regulation.Another proof that the SEC has intensified its focus on digital currencies, in addition to more frequent enforcement actions, is the fact that in its December 8th… [read post]
17 Jan 2015, 3:52 pm
SEC Chair Mary Jo White directed the SEC Staff to review its long-standing position on when a shareholder proposal conflicts with a company proposal and may be excluded from the proxy statement. [read post]
17 Jan 2015, 12:50 am
Excerpt: Mary Jo White, the head of the Securities and Exchange Commission (SEC), was granted a waiver last year allowing her to vote on agency issues affecting a major corporate law firm that was also a former... [read post]
16 Jan 2015, 2:49 pm
I have never blogged twice in a day – but figured I won’t be blogging until Tuesday and this SEC Statement (repeated below) – and this reconsideration letter from Corp Fin to Whole Foods – were just released: Statement from Chair White Directing Staff to Review Commission Rule for Excluding Conflicting Proxy Proposals Chair Mary Jo White The Commission’s proxy rules enable shareholders to submit proposals for inclusion in a company’s… [read post]
12 Jan 2015, 5:30 pm
The White House Pushes Privacy and Data Security in Advance of the State of the Union – Washington, DC lawyer Jared Bomberg of Hogan Lovells on the firm’s blog, Chronicle of Data Protection Five Environmental Issues to Track as Washington’s 64th Legislature Begins Session – Seattle lawyer Doug Steding of Graham & Dunn on the firm’s blog, Science, Law & The Environment Federal Circuit Reverses Lower Court’s Ruling That Plaintiff’s Trade… [read post]
8 Jan 2015, 8:05 am
White. [read post]
5 Jan 2015, 5:08 am
After last year’s guidelines on black and white marks, reported by the IPKat here, it is now the turn of trade marks sharing elements with little or no distinctiveness.* Pom Wonderful the tenacious -- in pursuit of trade mark rightsNeil's first post of this year is about Pom Wonderful LLC v Hubbard et al, a decision rendered a few days ago by the 9th U.S. [read post]
30 Dec 2014, 9:34 am
“These reports provide the most current and comprehensive picture of the credit rating industry,” said SEC Chair Mary Jo White. [read post]
30 Dec 2014, 7:38 am
A little nanny-ish, really, Aaron White. [read post]
28 Dec 2014, 9:30 pm
In the words of Commission Chair Mary Jo White, the new rule “will fundamentally change the way that most money market funds operate. [read post]
26 Dec 2014, 11:53 am
Recently, Mary Leona Gillison, a 50-year-old Arcadia resident, was arrested for allegedly having embezzled more than $50,000 from the Traverse City Area Public School district. [read post]
25 Dec 2014, 6:29 am
The pink candle, known as the Mary candle, is the last one lit before Christmas.On Christmas morning the remaining white candle, Christ candle, is lit celebrating the birth of Christ.The use of holly in forming the wreaths also has meaning. [read post]
23 Dec 2014, 7:19 pm
On February 24, 2014, SEC Chair Mary Jo White appointed Rick A. [read post]
21 Dec 2014, 10:01 pm
Parnell Brothers and Mary Wilkerson found guilty in jury trial. [read post]
19 Dec 2014, 3:30 am
That’s how long staff of the agency have spent since 2011 on a proposal requiring companies disclose median worker pay and compare it with CEO compensation, according to SEC Chairman Mary Jo White. [read post]
18 Dec 2014, 2:56 am
The editors of the Queen Mary Journal of Intellectual Property have informed this Kat that the text of the lecture will be featured in 2015's Issue 2 of the Journal.You "purchased" this ebook and - thank goodnees -you have found your cat:can you resell the ebook? [read post]
