Search for: "The Regulatory Review Staff"
Results 1641 - 1660
of 3,929
Sorted by Relevance
|
Sort by Date
21 Mar 2012, 6:27 am
She opposes confidential pre-filing of IPO registrations for SEC review mainly because of staff resource concerns. 5. [read post]
24 Sep 2010, 12:00 pm
In addition, they reviewed the GIPSA rulemaking process and explained how to submit comments to the proposed rules. [read post]
2 Aug 2010, 5:53 pm
., New York, NY R&D Compliance & Regulatory Law Counsel – Pfizer Inc., New York, NY Associate Tax Counsel – Transfer Pricing – Pfizer Inc., Madison, NJ Corporate Attorney #4118IH – Lumen Legal, Royal Oak, MI (Job Location: Indianapolis, IN) In-house Counsel – QBE Americas, Sun Prairie, WI In House Attorney – Director of Compliance (Spanish Fluency required) – Confidential, Miami, FL In House Associate Counsel –IT Contacts/Licensing … [read post]
19 May 2010, 10:39 am
" If approved by the SEC after the comment period, the new rules would be in effect on a pilot basis through December 10, 2010, during which time SEC staff would study, among other things, the impact of other trading protocols. [read post]
9 May 2008, 8:50 am
As well as applying to data submitted to us, this policy applies to analytical data kept on site for review by our staff. [read post]
8 Oct 2008, 2:06 pm
However, New Jersey too has a comprehensive statutory and regulatory scheme to address domestic violence. [read post]
17 Jul 2019, 9:05 pm
Plus OMB guidance on the Congressional Review Act (it applies to some guidance documents) and a new study by Prof. [read post]
8 Sep 2019, 9:00 am
Integrative medicine advertising legal review: does a flyer need legal review or just “wordsmithing? [read post]
15 Feb 2019, 9:00 am
Integrative medicine advertising legal review: does a flyer need legal review or just “wordsmithing? [read post]
9 Oct 2011, 8:57 am
Part 15, requesting a regulatory hearing, 21 C.F.R. [read post]
19 Aug 2022, 11:00 am
Staff Attorney, Aneth Judicial District. [read post]
8 Oct 2013, 1:50 pm
Due diligence should verify that the service provider has the skill, equipment, staff, procedures, processes, qualifications and other capabilities to properly and reliably perform the tasks contemplated prudently and in accordance with applicable legal responsibilities. [read post]
3 Apr 2024, 9:03 pm
Douglas award,[9] made this point in congressional testimony that recommended, among other things, greater involvement of the Commission in interpreting regulatory policy.[10] Katz contended that having the Commission “micromanage” or displace the staff in performing their “daily responsibilities” would be “a disastrous outcome,” but “the Commission is the final authority on questions of regulatory policy, both in the… [read post]
15 Nov 2021, 10:39 am
Should these reviews establish that any excessive fees were paid, Advisers should consider proactively remediating those clients. [read post]
15 Nov 2021, 10:39 am
Should these reviews establish that any excessive fees were paid, Advisers should consider proactively remediating those clients. [read post]
18 Jan 2018, 10:30 am
Regulators are contemplating additional disclosures The increased interests in ESG has drawn regulatory attention. [read post]
20 Jan 2014, 1:04 pm
Insurers should review and update their calculations accordingly. [read post]
21 Jan 2011, 2:14 pm
However, multiple SROs also could lead to regulatory arbitrage, as SROs seek to attract members by offering a more accommodating regulatory and oversight program or by charging lower fees leading to inadequate funding for regulatory programs. [read post]
27 Sep 2021, 6:23 am
Unfortunately, it lacks an appreciation for the limits of antitrust and consumer-protection law; it also would have benefited from greater regulatory humility. [read post]
23 Feb 2025, 9:05 pm
The Executive Order instructs OMB to review and reject key positions taken by the agency. [read post]
