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3 Jan 2019, 5:53 am
It also touches on the importance of public companies maintaining cybersecurity policies and procedures and discusses prohibited insider trader activities related to cybersecurity breaches. [read post]
3 Jan 2019, 5:17 am
. _________ Perp: Sean Thomas Potts, former Chevron employee, engineer and petroleum products trader. [read post]
2 Jan 2019, 7:24 am
What’s more, such trading imposes higher costs on securities traders who play by the rules. [read post]
31 Dec 2018, 4:55 pm
The NET Act specifically targeted warez traders, a group of hobbyist infringers who aggregate and disseminate copyrighted works as trophies—by finding and publicly presenting a hard-to-get copyrighted work, the warez trader demonstrates his/her prowess as a trader and earns recognition from the community. [read post]
31 Dec 2018, 6:01 am
Commodity Futures Trading Commission (the “CFTC”) seeking to hold a prominent Chicago trader and his investment firm liable for manipulation and attempted market manipulation of a highly illiquid segment of the interest rate swaps market. [read post]
28 Dec 2018, 7:00 am
A trader trying to corner the market is not seeking to destroy or disrupt the entire system. [read post]
28 Dec 2018, 3:00 am
Trader Joe's Co., No. 3:16-CV- 2112 (M.D.Pa. 2018 Mariani, J.), the court noted that neither a single sale directed at the forum state nor the fact that the Defendant's products were carried by national retailers was sufficient to establish jurisdiction.9. [read post]
26 Dec 2018, 1:15 pm
U.S. stocks surged Wednesday, recovering all their losses from a Christmas Eve plunge and placing the market on track for its best day in nine months. [read post]
25 Dec 2018, 9:02 pm
The products were sold in Trader Joe’s, Whole Foods, Walmart, Kroger and Target stores across the country. [read post]
23 Dec 2018, 7:42 am
First Derivative Traders, [1] can nonetheless be held liable under the “fraudulent scheme” provisions of Rule 10b-5(a) and (c). [read post]
20 Dec 2018, 8:41 am
A trader in such circumstances bears responsibility for any act carried out by him or on his behalf giving rise to a distribution to the public in a Member State where the goods distributed are protected by copyright" (emphasis added). [read post]
19 Dec 2018, 6:01 am
First Derivative Traders, 564 U.S. 135 (2011). [read post]
18 Dec 2018, 2:25 pm
Unless you are an active trader, if you receive daily or weekly trading confirmations, your broker may be churning your account. [read post]
18 Dec 2018, 9:32 am
These huge buildings are the treasuries of the new industrial kings: the information traders. [read post]
18 Dec 2018, 8:16 am
., real estate agents, organisers and retailers of games of chance, traders in goods), are, however, not bound by the Guidance Notes. [read post]
18 Dec 2018, 6:42 am
Inventory MNPI to which traders have access, and restrict this to a need-to-know basis or minimize the number of traders with access where possible.Inventory the types of information that traders typically share with customers and third-parties, and train traders about the types of information that they are permitted to share or must keep confidential. [read post]
18 Dec 2018, 6:06 am
Are you wondering what forces are at work that causes even expert traders to lose money in the stock market? [read post]
17 Dec 2018, 6:01 pm
Although the E-2 visa is not a path to permanent residence, the treaty trader can remain in the United States by seeking an extension of stay in 2-year increments; The treaty trader does not have to be the sole investor in the company, but must maintain at least 50% ownership in the company; There are no quota restrictions for E-2 visas; A treaty trader may be admitted for a period of 2 years and seek extensions of stay in 2-year increments; Treaty traders may… [read post]
17 Dec 2018, 3:14 pm
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
17 Dec 2018, 9:26 am
If a trader is the exclusive provider of information relating to a particular product, is he automatically conferred the right to monopolize the use of the product’s name as a trade mark? [read post]
