Search for: "A,B,C Insurance Companies" Results 1661 - 1680 of 2,924
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12 Feb 2013, 7:35 am by Mark S. Humphreys
The first step to determine whether an insurance company is vicariously liable is to determine whether the person who engaged in the conduct was acting as the insurance company agent. [read post]
11 Feb 2013, 7:06 am by Shaun Marker
(c) Failure to carry and maintain errors and omissions insurance may result in the suspension or revocation of the resident insurance producer license. [read post]
24 Jan 2013, 10:40 am
The exemptions include offerings sold by the member solely to any one or more of the following: institutional accounts, as defined in FINRA Rule 4512(c); qualified purchasers, as defined in Section 2(a)(51)(A) of the Investment Company Act; qualified institutional buyers, as defined in Securities Act Rule 144A; investment companies, as defined in Section 3 of the Investment Company Act; an entity composed exclusively of qualified institutional… [read post]
24 Jan 2013, 2:31 am by Gabriela Kennedy
The Regulation is yet to be finalised, however the latest draft of the Regulation (available here) provides for the disclosure of Protected Information to the following types of individuals: (a)   the data subject; (b)   an individual who has been authorised in writing by the data subject to obtain Protected Information; (c)   a member of a company who wishes to access Protected Information contained in documents related to that… [read post]
22 Jan 2013, 6:00 am by Michael B. Stack
Sentencing Guidelines Manual §§ 2B1.1(b)(10)(C), 3B1.1(a), as well as the court's failure to vary downward, and its restitution award. [read post]
17 Jan 2013, 6:00 am by Yosie Saint-Cyr
Ten years later, the employee made a lateral move in the company. [read post]
13 Jan 2013, 10:55 am by Asher Bearman
”  Whether a trust is an “accredited investor” is a fact-specific determination, but generally speaking, the SEC has provided some guidance on trusts in the form of no-action letters and the Compliance and Disclosure Interpretations (“C&DI”).A revocable trust can be an accredited investor if: It has more than $5M in assets, it was not formed for the purpose of investing in the fund, and its trustee is a sophisticated person (under Rule 501(a)(7)); OR… [read post]
10 Jan 2013, 1:21 pm by Cynthia Marcotte Stamer
Code Section 4376(b)(1) requires that the plan sponsor of a self-insured health plan pay the required fee for self-insured health plans imposed by Section 4376(a). [read post]
7 Jan 2013, 11:42 am by Amy Bray
Complete DOL form 1-A (to establish company as an employer for payment of unemployment insurance) b. [read post]
7 Jan 2013, 11:42 am by Amy Bray
Complete DOL form 1-A (to establish company as an employer for payment of unemployment insurance) b. [read post]
1 Jan 2013, 7:27 pm
That other value was the larger of (a) cash paid by an insurance company; (b) the NADA value; or (c) the Kelley Blue Book value. [read post]
1 Jan 2013, 2:30 pm by Kathryn Fenderson Scott
The legislation provided that a driver’s insurance company pay up to $10,000 to cover medical bills and lost wages after an accident, no matter who is at fault. [read post]
28 Dec 2012, 6:00 am by Christopher G. Hill
  The lien agent must be a title insurance company or title insurance agency chosen from a list of registered lien agents maintained by the Department of Insurance. [read post]