Search for: "Application of Frank"
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14 Mar 2011, 8:32 am
The SEC was required to undertake the study to comply with Dodd-Frank, and the study also provided suggestions for further harmonization of the broker-dealer and investment adviser regulatory regimes. [read post]
14 Apr 2023, 10:52 am
Judge Torack served this community for over 35 years, and dedicated his life in public service to the fair application of Justice here in St Louis. [read post]
8 Jun 2010, 2:22 am
It is a Web 2.0 program but it also has an IPhone and IPad Application. [read post]
6 Apr 2022, 6:12 am
Ultimately, Proposed Rule 13f-2 seeks to address Congress’ directive under Section 929X of the Dodd-Frank Act to provide more transparency of short selling. [read post]
22 Jan 2024, 12:15 am
At the time, I questioned: [W]hy Delaware law would be applicable to Mr. [read post]
11 Nov 2023, 6:30 am
Ultimately, Rule 13f-2 seeks to address Congress’ directive under Section 929X of the Dodd-Frank Act to provide more transparency of short selling. [read post]
13 Jul 2023, 11:23 am
This situation recently occurred in a Manhattan estate entitled Estate of Frank. [read post]
28 Nov 2011, 5:15 am
Ted Frank of PointofLaw and the Center for Class Action Fairness who represented the objecting consumer in the AOL settlement is also "challenging a settlement in a class-action lawsuit over mishandling of Native American trust accounts that massively enriched some favored claimants while ripping off others. [read post]
7 Feb 2011, 12:13 pm
TSA is still accepting applications, but unless a clear and substantial advantage to do so emerges in the future, the requests will not be approved. [read post]
16 Mar 2017, 2:05 pm
Cleaver requested responses to a series of questions that included when the CFPB anticipates “finalizing regulation and guidance to fully implement” Dodd-Frank Section 1071. [read post]
4 Aug 2011, 7:41 pm
Steve Van Beek at the NAFCU Compliance Blog had a timely post that, although directed to credit unions, is applicable to banks. [read post]
4 Aug 2015, 12:42 pm
Public policy favors the full and frank communication between Relators and the Government concerning the prosecution of the case, and as such, the communications must be protected from disclosure. [read post]
17 Nov 2010, 11:11 am
., and Frank Carallo, 37, of Maywood, N.J., were arrested this morning by special agents of the FBI and the United States Secret Service ("USSS") on a charge of conspiracy to commit wire fraud. [read post]
9 Aug 2012, 4:00 am
The CFPB proposal to be published on August 23 is the one that deals with consolidating the application and closing disclosures required by TILA and RESPA. [read post]
30 Sep 2013, 12:23 pm
According to the CFPB, the lenders failed to show that the CFPB’s attempt to apply the Consumer Financial Protection Act (Title X of Dodd-Frank) to them fell within an exception to the general rule that tribes and tribally-affiliated entities are subject to federal laws of general applicability. [read post]
31 Oct 2007, 1:21 am
Even Stalin was for justice, although he and I would differ on its definition and application (some say he was smothered with a pillow, which would be poetic justice in that I believe he had once expressed a desire to die in bed -- be careful what you wish for!). [read post]
6 Dec 2011, 12:12 pm
The futures and swaps markets regulated by the CFTC will be significantly impacted by the Volcker Rule, as will affiliates and subsidiaries of banking entities for which the CFTC is the primary financial regulatory agency.Since the agencies are required by statute to consult and coordinate with each other in developing and issuing implementing rules for the purposes of assuring, to the extent possible, that such rules are comparable and provide for consistent application and implementation,… [read post]
30 Aug 2009, 7:31 pm
The opinion contains a good summary of the applicable law. [read post]
30 Sep 2014, 4:58 pm
The Board has sought to determine the appropriate regulatory capital framework, consistent with safety and soundness principles, as well as section 171 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Collins Amendment. [read post]
10 Nov 2022, 6:31 am
Franke Professor of Law and Business at Stanford Law School and Mohsen Manesh is Professor at University of Oregon School of Law. [read post]
