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7 Sep 2011, 4:02 am by Broc Romanek
Although it's early in the process of the SEC rethinking its rules, we can still conduct an anonymous poll about which rules you wish the SEC to review ("XBRL" seems to be popular write-in candidate): Online Surveys & Market Research - Broc Romanek [read post]
19 Mar 2015, 3:40 am by Broc Romanek
The Numbers The Attorney General Didn’t Want You To See,” Keith Bishop describes his journey to obtain whistleblower reporting numbers from the California Attorney General… – Broc Romanek [read post]
8 Mar 2010, 4:42 am by Broc Romanek
Samples Available" - Delaware Law: How to Count Abstentions and Broker Non-Votes - Proxy Access: Seven Law Firms Comment on "Opt-Out" - Survey: Number of Investors Holding 1% of a Company's Stock - Suing for Attorney Fees: Causing Company to Add Proxy Disclosure - RiskMetrics Group Releases 2010 Proxy Season Watchlist - Broc Romanek [read post]
8 Jul 2014, 4:51 am by Broc Romanek
The full agendas for the Conferences are posted — but the panels include: - Keith Higgins Speaks: The Latest from the SEC - Preparing for Pay Ratio Disclosures: How to Gather the Data - Pay Ratio: What the Compensation Committee Needs to Do Now - Case Studies: How to Draft Pay Ratio Disclosures - Pay Ratio: Pointers from In-House - Navigating ISS & Glass Lewis - How to Improve Pay-for-Performance Disclosure - Peer Group Disclosures: The In-House Perspective - In-House Perspective:… [read post]
27 Apr 2012, 4:05 am by Broc Romanek
- California: New Law Requires Contractors to Comply with SEC Conflict Minerals Reporting Obligations - Reaching Out to Largest Investors Prior to Annual Meeting - Broc Romanek [read post]
26 Apr 2011, 11:49 am by Steve Bainbridge
Despite all this, Broc Romanek reports that: Mike Melbinger in his blog on CompensationStandards.com ... blogged about how some of the first companies to fail to receive majority support on their SOP have been sued (as well as their compensation committee members and even their compensation consultants) in shareholder derivative suits. [read post]
10 Apr 2015, 6:29 am by Broc Romanek
” Also see the blog I just posted on “The Proxy Blog” running down the stats of how 64 of the companies that received proxy access proposals handled them… – Broc Romanek [read post]
6 Jan 2011, 5:27 am by Broc Romanek
Here are some of the latest entries: - SEC Proposes Rules to Increase Oversight of Private Fund Advisers - His Lips Are Moving: Deception During Conference Calls - SEC and DOJ Announce Resolutions of FCPA "Industry Sweep" - European Union Agrees to Economic Governance Changes - SEC Enhances Centralization of Tip Gathering and Analysis Functions - Broc Romanek [read post]
18 Oct 2017, 2:34 am by Broc Romanek
– UK: Guidance in Response to “Green Paper” – SCOTUS: Big Term for Securities Law Cases – Broc Romanek [read post]
4 May 2015, 4:29 am by Broc Romanek
The company no longer uses the plans – the article says it’s unclear if the plans were “cancelled” or “not renewed” – and the company’s stock price has subsequently soared… – Broc Romanek [read post]