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17 Feb 2009, 11:15 am
These activities violated the anti-fraud provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisors Act, and the registration provisions of the Investment Company Act, according to the SEC. [read post]
1 Apr 2009, 2:14 am
At least 12 of the 57 cases were based upon the offerings of subordinated, preferred or other specialized classes of the issuer-defendants’ securities. [read post]
29 Jun 2009, 6:35 pm
A private security company's agreement with a competitor does not foreclose insurance coverage in lawsuits filed against the first company alone, the First District Court of Appeal has ruled. [read post]
24 May 2016, 5:17 pm
Judge Pregerson also granted the defendants’ motion to dismiss the claims of the investors who purchased Toshiba shares on the Tokyo stock exchange. [read post]
14 Jul 2009, 2:10 am
Tronox, which definitely is not a financial services company, was not named as a defendant in the case owing to its bankrupt status. [read post]
22 Nov 2011, 8:06 am
The Defendant further argued that the case was bound to fail due to limitation issues and requested Security for Costs. [read post]
26 Jun 2014, 2:47 pm
In a unanimous opinion delivered by Chief Justice John Roberts, the Court noted that under section 10(b) of the Securities Exchange Act of 1934 and the SEC’s rule 10(b)(5), investors can recover damages in a private securities fraud action only if they prove that they relied on the defendant's misrepresentation in deciding to buy or sell a company's stock. [read post]
15 Sep 2022, 1:47 pm
According to the subsequently filed securities complaint, the company’s share price declined on this news. [read post]
4 Mar 2021, 5:00 am
The defendants moved to dismiss the chancery court fiduciary claims, arguing that the appraisal decision and federal securities action bind the plaintiffs under principles of collateral estoppel. [read post]
18 Jun 2015, 2:55 pm
The Internet blacklist bills SOPA and PIPA were part of that strategy, along with the Department of Homeland Security’s project of seizing websites based on unverified accusations of copyright infringement by entertainment companies. [read post]
7 Jun 2018, 5:30 pm
In 2016, the Securities and Exchange Commission (SEC) filed an enforcement action against the companies and certain of its directors and officers alleging that the defendants had engaged in a scheme to defraud investors. [read post]
16 Mar 2018, 12:00 am
In response, Defendants argued the management projections were forward-looking statements protected by the safe harbor provisions of the Private Securities Litigation Reform Act (“PSLRA”). [read post]
26 Apr 2012, 8:21 am
In this respect, National Security Agency chief and head of U.S. [read post]
28 Oct 2015, 11:00 pm
» Related StoriesHere are Some Questions You Might Not Think to Ask Your Technology Provider: eDiscovery Best PracticesCourt Orders Defendant to Supplement Data Used for Statistical Sampling: eDiscovery Case LawOne in Three Companies Lacks an Information Security Policy, According to New Study: eDiscovery Trends [read post]
3 Jun 2019, 12:43 am
” The potential securities law liability exposure of private company executives has important implications for private companies’ D&O insurance. [read post]
24 Apr 2024, 6:00 am
In a welcome win for defendants litigating claims under the Illinois Biometric Information Privacy Act (“BIPA”), earlier this month a Northern District of Illinois magistrate judge denied a plaintiff’s motion to compel communications between defendant Union Pacific Railroad Company (“Union Pacific”) and the vendors that provided it with fingerprint-activated security gates. [read post]
10 Mar 2014, 5:35 pm
The original lender/mortgagee, the parent company of the plaintiff, assigned the promissory note secured by the subject mortgage and such mortgage to the plaintiff by a written assignment bearing a corporate acknowledgment. [read post]
15 Oct 2023, 8:38 pm
The bail bondsman will get the bond amount through a surety company. [read post]
9 Jul 2024, 6:00 am
Apr. 30, 2024)Stockholder representatives of an acquired corporation brought claims alleging that defendants had failed to use contractually-required commercially reasonable efforts to commercialize an acquired drug asset for a particular use. [read post]
13 Sep 2017, 3:40 am
The complaint names as defendants, in addition to the company itself, the company’s Chairman and CEO, Richard F. [read post]
