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20 Dec 2023, 12:28 am by Simon Lovegrove (UK) and Anita Edwards
The Financial Services and Markets Act 2023 (FSMA 2023) repeals retained EU law (REUL) relating to financial services, to enable the Government to deliver its Smarter Regulatory Framework for financial services. [read post]
15 May 2012, 3:08 pm
A Monterey County Weekly article on the topic of senior financial exploitation explained yet another factor in prevention efforts--ensuring proper legal documents are in place well before times of incapacity. [read post]
28 Jun 2022, 1:22 am by Mark Keenan
The divorce settlement becomes even more important if we consider that typically, women often live longer than men, so their retirement income & savings needs to extend over a longer period of time. [read post]
25 Jun 2024, 12:00 am
How a Real Estate Attorney Can Protect First-Time Buyers Going from renting to owning is a major milestone - and a significant financial investment. [read post]
19 May 2016, 6:52 am by Krause Donovan Estate Law Partners
Parents should sit down with their children and talk about the bigger financial picture and overall financial health. [read post]
11 Jan 2012, 6:36 am by Neil Rosenbaum
Nondepository providers of consumer financial products and services are subject to federal supervision for the first time under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
  The companies have also increased the amount of time after which a medical bill can appear on a credit report from six months to one year. [read post]
14 May 2019, 9:15 am by Ansara Law Personal Injury Attorneys
Any time a family member becomes secretive about a parent’s finances or the family member living with a parent depends on him/her for financial support, these can be red flags. [read post]
14 Sep 2009, 11:40 am
    The piece is well timed, with President Obama making the case for the CFPA in his Wall Street speech and specifically linking failures of consumer protection with the financial crisis: First, we're proposing new rules to protect consumers and a new Consumer Financial Protection Agency to enforce those rules. [read post]
27 Sep 2018, 6:51 am by Jonathan Herbst (UK)
Key themes in this timely programme include The Government’s strategy in terms of protecting the interests of the FS industry. [read post]
20 Feb 2012, 8:24 am
To help combat this, the Certified Financial Planner Board of Standards, Inc. has put out a booklet called “Consumer Guide to Financial Self-Defense,” which features 10 “red flags” of fraud. [read post]
4 Sep 2018, 2:24 pm by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) Woodstock Financial Group, Inc. [read post]
25 Oct 2018, 6:44 am by Staff Attorney
  Failla is currently employed by First Standard Financial Company LLC (First Standard Financial). [read post]
23 Jan 2023, 3:55 am by Rob Robinson
Editor’s Note: From time to time, ComplexDiscovery highlights publicly available or privately purchasable announcements, content updates, and research from cyber, data, and legal discovery providers, research organizations, and ComplexDiscovery community members. [read post]
14 Dec 2022, 2:22 am by Simon Lovegrove (UK)
The Bank will run, for the first time, an exploratory scenario exercise focused on NBFI risks, to inform understanding of these risks and future policy approaches. [read post]
9 Jun 2017, 3:00 am by John Jenkins
Here’s an executive summary of the legislation provided by the House Financial Services Committee. [read post]
 Financial services attorneys need to be mindful of issues unique to employees in the financial services industry. [read post]