Search for: "Security First Managers, LLC."
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16 Apr 2019, 10:53 am
Sparacino is currently employed by First Standard Financial Company LLC (First Standard Financial) but has worked for a total of six firms during his 11 year career. [read post]
16 Apr 2019, 10:53 am
Saljooki is formerly employed by Worden Capital Management LLC (Worden Capital) but has worked for a total of nine firms during his 12 year career. [read post]
15 Apr 2019, 11:03 am
The post Oakdale Wealth Management Advisers | Investigation appeared first on The White Law Group. [read post]
15 Apr 2019, 8:38 am
First, existing facts are given to a lawyer. [read post]
12 Apr 2019, 8:25 am
The post In February 2019, FINRA Bars Registered Individuals Due to Violations of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
11 Apr 2019, 11:53 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
11 Apr 2019, 6:30 am
Author Michael Stack, CEO Amaxx LLC. [read post]
9 Apr 2019, 2:13 pm
See GVS Properties, LLC, 362 NLRB No. 194 (2015); Nexeo Solutions, LLC, 364 NLRB No. 44 (2016); and Creative Vision Resources LLC, 364 NLRB No. 91 (2016). [read post]
8 Apr 2019, 2:00 am
The post EEOC Advocacy for Flexible Leave Policies Snares Prison Medical Provider appeared first on HR Daily Advisor. [read post]
8 Apr 2019, 2:00 am
The post EEOC Advocacy for Flexible Leave Policies Snares Prison Medical Provider appeared first on HR Daily Advisor. [read post]
3 Apr 2019, 10:00 am
I want to talk about them in this first segment. [read post]
2 Apr 2019, 6:30 am
Author Michael Stack, CEO Amaxx LLC. [read post]
29 Mar 2019, 9:18 am
In other words, in a real estate deal, in addition to mortgage or other secured debt, there may be equity investors and managers who participate in distributions based on the performance of the LLC. [read post]
27 Mar 2019, 5:03 pm
Tirschwell had been hired to manage the fund on the condition that it reaches $100 million in assets by the end of her first year with the company, a goal that proved ambitious. [read post]
27 Mar 2019, 10:00 am
Helping you keep your legal ducks in a row, and your nest egg secure. [read post]
26 Mar 2019, 1:20 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
26 Mar 2019, 12:50 pm
According to a press announcement this week, the Securities and Exchange Commission has reportedly charged registered investment adviser Direct Lending Investments LLC with a multi-year alleged fraud that purportedly resulted in approximately $11 million in over-charges of management and performance fees to its private placement funds, as well as the inflation of the private funds’ returns. [read post]
26 Mar 2019, 10:07 am
This week, the Securities and Exchange Commission (SEC) charged registered investment advisor Direct Lending Investments LLC with a fraud spanning multiple years that caused an $11 million over charge of management and performance fees to its private funds https://www.sec.gov/litigation/litreleases/2019/lr24432.htm. [read post]
22 Mar 2019, 3:09 pm
First, a Category 1 rule is a work rule that does not prohibit or interfere with the exercise of statutory rights or one whose potential impact on statutory rights is relatively slight or outweighed by the business justification associated with the rule. [read post]
22 Mar 2019, 9:52 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC (Investee)Knox… [read post]
