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26 Dec 2017, 7:08 pm by Ben Vernia
  The settlement with Financial Freedom concerned the servicing of reverse mortgage loans, which allow older people to access equity in their homes. [read post]
26 Dec 2017, 3:52 pm by Bill Marler
The bacteria sickened over 700 people in four states (602 of them from Washington) and led to 171 hospitalizations and 4 deaths. [read post]
24 Dec 2017, 6:54 pm by Omar Ha-Redeye
This decision relied substantially on its previous holding in Peoples Department Stores Inc. [read post]
21 Dec 2017, 9:22 pm by Dan Flynn
Cyclospora cases involving people who reported no foreign travel touched 36 states in 2017. 3. [read post]
21 Dec 2017, 5:00 am by Ben
 “It’s absurd that a law intended to protect copyrighted works is misused instead to prevent people from taking apart or modifying the things they own, inhibit scientists and researches from investigating safety features or security enhancements, and block artists and educators from using snippets of film in noncommercial ways," said EFF Legal Director Corynne McSherry. [read post]
18 Dec 2017, 1:42 pm by Ben
US Court Dismisses Copyright Infringement Complaint Against GAIN CapitalOnline trading services provider GAIN Capital Group LLC has secured a judgement in its favor on Friday, December 15, 2017, as a part of a copyright infringement case launched against it by Tibco Software Inc. [read post]
15 Dec 2017, 9:01 am by CFM Admin
Every CA RIA that has custody of client funds or securities must maintain at all times a minimum net worth of $35,000. [read post]
15 Dec 2017, 9:01 am by CFM Admin
Every CA RIA that has custody of client funds or securities must maintain at all times a minimum net worth of $35,000. [read post]
14 Dec 2017, 12:59 pm by Robert C. White Jr.
On December 11, 2017, the SEC halted the ICO that was being conducted by Munchee Inc., a company that developed a restaurant review app. [read post]
12 Dec 2017, 9:02 pm by Nate Nead
[ix] Jones Lang LaSalle IP Inc., The Rise of Self-Storage in Asia Pacific, (2017). [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
” Asked by reporters if the SEC will investigate and prosecute other ICOs, SEC Chairman Clayton has noted ominously: “If people continue to ignore the securities law, yes. [read post]
11 Dec 2017, 3:22 am
 In the Matter of Munchee Inc., Respondent ( Order Instituting Cease-And-Desist Proceedings and Making Findings; '33 Act Release No. 10445; Admin. [read post]
5 Dec 2017, 4:21 am by Edith Roberts
” At SSRN, Hugo Farmer considers some of the issues discussed during last week’s oral argument in Digital Realty Trust Inc. v. [read post]
1 Dec 2017, 4:08 am by Edith Roberts
Securities and Exchange Commission. [read post]
30 Nov 2017, 10:00 am by Jack Goldsmith, Robert D. Williams
The indictment’s view of what constitutes a legitimate national security purpose sits in tension with China’s expansive official conception of national security. [read post]
29 Nov 2017, 4:07 pm by Kevin LaCroix
”   The Times article to which I linked above also quotes Clayton as saying that “Where we see fraud, and where we see people engaging in offerings that are not registered, we are going to pursue them because these types of things have a destabilizing effect on the market. [read post]
29 Nov 2017, 5:00 am by John Jascob
Justice Breyer also questioned whether this language really put people on notice that the SEC might expand the definition to pick up internal whistleblowers. [read post]