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20 Aug 2021, 9:48 am
On August 6, 2021, the Securities and Exchange Commission (“SEC”) approved Nasdaq’s Board Diversity Rule (Nasdaq Stock Market LLC Rules 5605(f) and 5606), which requires listed companies to have at least two diverse board members or to explain their failure to meet the requirement, with some exceptions. [read post]
20 Sep 2024, 1:55 am
But platform operators are also restricted by Federal Election Commission (FEC) regulations, which stipulate that certain actions might be considered in-kind campaign contributions. [read post]
8 Apr 2022, 5:50 am
The GameStop trading frenzy in 2021 marked the reemergence of the retail investor in the securities markets. [read post]
8 Apr 2022, 5:50 am
The GameStop trading frenzy in 2021 marked the reemergence of the retail investor in the securities markets. [read post]
16 Feb 2021, 2:23 pm
2020 was an eventful year in the world of corporate and securities litigation. [read post]
15 Jan 2013, 6:47 am
FCC proposal would abandon “special use FRNs” in Ownership Reports, require social security number-based FRNs instead . . . for noncommercial licensees, too! [read post]
2 Apr 2022, 12:44 pm
Securities and Exchange Commission v. [read post]
23 May 2023, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
9 Dec 2011, 1:30 am
Top stories today via @mccorryk @wotnobs10012 @whereisyourdata # My social summary is out! [read post]
6 Dec 2015, 9:54 pm
FIRS serves as the Department's operational arm for reviewing certain transactions involving acquisitions of U.S. companies by foreign companies for national security concerns, and the Department's principal representative on an interagency group that provides opinions to the Federal Communication Commission (FCC) regarding the granting of particular licenses to foreign owned or controlled entities that pose potential national security risks. [read post]
25 Jun 2018, 3:00 am
Here’s an excerpt: Enforcement officials at the Securities and Exchange Commission have sent queries to at least 10 companies, asking the firms to provide information about accounting adjustments that could push their reported earnings per share higher, one person familiar with the matter said. [read post]
30 Mar 2012, 12:14 pm
Requiring applicants to provide login credentials to secure social media websites and then using those credentials to access private information stored on those sites may be unduly coercive and therefore constitute unauthorized access under both SCA and the CFAA. [read post]
13 Jun 2016, 10:17 am
Screening candidates by Social Security number alone can be a national origin violation. [read post]
10 Aug 2023, 6:31 am
The Securities and Exchange Commission is feeling pressure across the political spectrum regarding its climate disclosure rule. [read post]
17 Aug 2022, 6:30 am
Securities and Exchange Commission (SEC) proposed new disclosure and naming requirements for funds that consider environmental, social and governance (ESG) factors in their investment decisions. [read post]
2 Mar 2023, 8:24 am
Modi described corruption and nepotism as “the biggest enemies of development, democracy and social justice. [read post]
17 Aug 2022, 6:30 am
Securities and Exchange Commission (SEC) proposed new disclosure and naming requirements for funds that consider environmental, social and governance (ESG) factors in their investment decisions. [read post]
10 Aug 2023, 6:31 am
The Securities and Exchange Commission is feeling pressure across the political spectrum regarding its climate disclosure rule. [read post]
25 Feb 2020, 6:23 am
Among the highlights (in the United States) were the petition filed with the Securities and Exchange Commission in 2017 by the Human Capital Management Coalition pressing for regulations requiring corporate disclosure with respect to “human capital” and the inclusion by the SEC, in 2019, of provisions relating to it in the agency’s broader, pending revision of S-K regulations. [read post]
30 Oct 2014, 8:51 am
The names, addresses, Social Security numbers, and other personal information of the applicants were stored on a server maintained by a third-party service provider that was publicly accessible from the Internet. [read post]
