Search for: "Stock v. Stock" Results 1661 - 1680 of 8,837
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
6 Apr 2021, 3:00 am by John Jenkins
That’s something courts have been concerned about for quite some time – for instance, here’s a quote from the 1st Circuit’s 1992 decision in Milton v. [read post]
31 Oct 2022, 3:15 am by John Jenkins
One of the other lawyers made a comment about common stock and common shares, and the accountant made the correction and then smiled and said something about how only lawyers care. [read post]
9 Oct 2015, 12:08 pm by Kelly Johnson
This ruling was based upon the 1983 Supreme Court decision, Dirks v. [read post]
31 May 2021, 7:51 pm by Peter Mahler
The New York Court of Appeals’ 2012 opinion in Pappas v Tzolis, decided in the wake and spirit of that court’s rulings the year before in the Centro Empresarial v America Movil and Arfa v Zamir cases, raised the bar for claims of fraud and breach of fiduciary duty brought by non-controlling shareholders and LLC members in connection with buyout transactions. [read post]
22 Jul 2022, 6:25 am by Eric Goldman
The stockholder fraud claim fails because he didn’t allege that he purchased Twitter stock. [read post]
1 Nov 2018, 4:09 am by Andrew Lavoott Bluestone
Holdings Inc. v Barclays Bank PLC, 151 AD3d 108, 117 [1st Dept 2017], lv denied 29 NY3d 919 [2017]). [read post]
12 Apr 2021, 9:29 am by John Jascob
The more likely explanation for a puzzling turn of events, in which an analyst at the bank issued a recommendation to buy a stock at $7 and the bank announced that evening that it would act as the placing agent for an offering of the same stock at $6, was that the conflict had simply slipped past the bank’s compliance systems (Prodanova v. [read post]
21 Apr 2015, 12:21 pm by John Jascob
The SEC found that the adviser’s late-afternoon trades were intended to mark the close in order to reflect higher portfolio balances in clients’ monthly account statements (Koch v. [read post]
27 Nov 2009, 3:21 am by Hein Kernkamp
The IPO proved a disaster and left the reputations of the banks, the Amsterdam stock exchange and the company itself tarnished. [read post]