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27 Feb 2017, 5:00 am by John Jascob
The 2010 Dodd-Frank Act gave the Commission the power to impose collateral bars, but applying those provisions to pre-Dodd-Frank conduct was impermissibly retroactive, the court said.Relief from collateral bars. [read post]
30 Aug 2011, 4:17 am by Broc Romanek
New Bill Would Moderate the Dodd-Frank Whistleblower Provisions Here's the latest on attempts in Congress to tweak Dodd-Frank, courtesy of this alert by Cooley's Cydney Posner which is repeated below: They're at it again! [read post]
21 Jul 2011, 4:41 am by Kim Krawiec
Dodd-Frank turns one today and there is aforum going on at The Conglomerateto mark the occasion. [read post]
6 Nov 2006, 8:06 am
As Democrats are poised to take control of the House (and perhaps the Senate), some business leaders are saying things like this: "Barney Frank is fair, he's smart, and he's focused," says former Representative Steve Bartlett (R-Tex.), now CEO of the Financial Services Roundtable. [read post]
15 Jul 2010, 2:02 pm by Steve Bainbridge
The Dodd-Frank financial regulation bill passed the Senate a few minutes ago by a 60-39 vote. [read post]
9 Aug 2011, 4:03 am by Walter Olson
… Tags: Barney Frank, free trade, international human rights, Securities and Exchange Commission Related posts War crimes trials? [read post]
22 Nov 2010, 7:55 pm by Kevin Funnell
Both lobbyists and lawyers say Dodd-Frank work is unlikely to dry up anytime soon. [read post]
27 Jun 2014, 6:30 am by Dan Ernst
”  Yet when Jerome Frank demanded that Pound say whether he supported the bill, the former dean obfuscated. [read post]
16 Mar 2017, 6:00 am by Ernest Badway
One of the outstanding issues relating to the Dodd-Frank Act was the SEC’s use of statutory power to regulate conduct that occurred prior to its enactment in July 2010. [read post]
2 Sep 2012, 3:10 pm by Walter Olson
.” [Daniel Fisher/Forbes, Ted at PoL, earlier] Tweet Tags: class action settlements, discovery, Ted Frank Victories for Ted Frank’s Center for Class Action Fairness is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
22 Apr 2015, 2:00 am by INFORRM
This case provides a useful reminder of the importance of full and frank disclosure and thorough evidence when obtaining interim injunctions. [read post]
1 Feb 2011, 11:49 am by James Hamilton
The hedge fund industry has urged the SEC to clarify the exemption from registration in the Dodd-Frank Act for CFTC-registered commodity trading advisors to private funds. [read post]
20 Feb 2020, 9:06 am by Barbara S. Mishkin
The CFPB announced that it will hold a symposium on consumer access to financial records and Section 1033 of the Dodd-Frank Act on February 26, 2020. [read post]
18 Jul 2014, 12:22 pm by Sabrina I. Pacifici
“On the 4th anniversary of the passage of the Dodd-Frank law and nearly 6 years since the financial collapse of 2008, American voters still distrust Wall Street and big banks and strongly support tough financial regulation of them, according to a new national survey of likely 2014 voters. [read post]
9 Nov 2009, 5:36 pm by John McKiggan
Former Supreme Court Justice Frank Iacobucci was the lead negotiator for Canada. [read post]
19 Aug 2010, 8:14 am by Kara OBrien
Sullivan & Cromwell Partner and Practice Center Contributor Frank Aquila sent me this article he wrote with colleague Sarah Payne for Bloomberg Law Reports discussing the Delaware Chancery Court’s decision in Selectica, Inc. v. [read post]