Search for: "In Re Securities and Exchange Commission"
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22 Sep 2022, 3:25 am
A new Equal Employment Opportunity Commission (“EEOC”) lawsuit that refusing to hire an applicant for testing positive for legally prescribed medications could violate the Americans With Disabilities Act (“ADA”) under certain circumstances. [read post]
25 Jan 2016, 6:30 am
It is not uncommon for a BDC to be sold with a commission of 10% or more. [read post]
17 Apr 2023, 5:33 am
The allegations indicated that defendants voluntarily yielded to Usana’s desires and complied with its directives in order to secure Usana’s financial backing. [read post]
25 Aug 2017, 8:51 am
” On March 10, 2016, the Securities and Exchange Commission took action against Aequitas, alleging they had defrauded more than 1,500 investors. [read post]
5 Jun 2017, 1:40 pm
Securities and Exchange Commission, about disgorgement in an SEC enforcement action. [read post]
23 Dec 2019, 5:32 am
The measure calls on the Securities and Exchange Commission (SEC) to issue rules requiring public companies to disclose in annual reports or proxy statements whether board members have cybersecurity “expertise. [read post]
2 Jun 2010, 7:23 pm
These are people who agree to use their personal account to receive funds and wire them out of the country in exchange for a commission. [read post]
23 Dec 2019, 5:32 am
The measure calls on the Securities and Exchange Commission (SEC) to issue rules requiring public companies to disclose in annual reports or proxy statements whether board members have cybersecurity “expertise. [read post]
14 Mar 2014, 5:00 am
The Securities and Exchange Commission should create a list of standard risk factors and issuers should be required to incorporate by reference all applicable risk factors into their filings. [read post]
17 Sep 2022, 9:25 am
Securities and Exchange Commission (SEC), Federal Trade Commission (FTC), and Department of Justice (DOJ) in July 2022,” according to prior WNN reporting. [read post]
27 Dec 2017, 6:53 am
Contact the Attorney General’s Office or the State Corporation Commission to see if there are any registered complaints. [read post]
13 Apr 2010, 10:37 am
Journal, Apr. 8, 2010 at C1 James Kelso, once a star mutual-fund manager, was accused by the Securities and Exchange Commission of deliberately inflating the value of subprime securities in order to hide losses in his funds after the real-estate bubble burst. [read post]
15 Dec 2013, 2:01 pm
LabMD (Federal Trade Commission) Stupid Mistake + Media Coverage = Unfair Practice When LabMD set up security for its network, it didn’t expect a rogue employee to poke holes in its security by running Limewire, a program notorious for sharing pirated music — as well as any business or personal records that happen to be on the same network. [read post]
2 Sep 2024, 7:16 am
In addition, various kinds of AI-related corporate and securities lawsuits have arisen, as well, including securities class action litigation. [read post]
26 Mar 2010, 8:01 am
InterOil filed a false report with the Securities and Exchange Commission claiming that the company paid no fees for a private placement $95 million convertible debt offering. [read post]
7 Jan 2010, 6:19 am
Rodgin Cohen is a partner and chairman of Sullivan & Cromwell LLP focusing on acquisition, corporate governance, regulatory and securities law matters. [read post]
11 Jan 2019, 12:30 pm
And to stem the growth of licensing red tape (which already covers almost a fifth of the state's workforce), a commission will rigorously review any proposed occupational regulations to ensure they're necessary and the "least restrictive" option to protect the public. [read post]
2 Dec 2021, 9:03 pm
Securities and Exchange Commission (SEC) issued guidance on company disclosures of spring-loaded awards to executives. [read post]
10 Jul 2024, 8:26 am
On February 1, for example, a multi-story apartment building housing Médecins Sans Frontières (MSF) staff and their families was hit by Israeli tank fire without warning, killing two people and injuring seven others. [read post]
16 Jan 2014, 4:30 am
” It was mainly the Uniform Evidence Act with some re-organization and re-drafting. [read post]
