Search for: "Morgan Stanley "
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23 Aug 2012, 1:58 pm
Morgan Stanley Mort. [read post]
22 Aug 2012, 12:20 pm
Morgan Stanley Dean Witter & Company Inc., Civ. [read post]
22 Aug 2012, 9:33 am
Morgan Stanley Mortgage Capital Holdings LLC, C.A. [read post]
21 Aug 2012, 2:12 pm
In a FINRA arbitration statement of claim filed in April 2011, Morgan Stanley Smith Barney (“MSSB”) sought $68,239.00 in compensatory damages plus interest, costs, and fees from Respondent Richard Swetish, who had been an employee with the firm. [read post]
21 Aug 2012, 5:01 am
MSSB probably shouldn't have stepped into this ring -- it took a ten-count... [read post]
20 Aug 2012, 1:57 am
The rating agencies and Morgan Stanley separately moved for summary judgment on the plaintiffs’ fraud claims. [read post]
17 Aug 2012, 5:00 am
Recall that before the recent financial crisis, there were five large investment banks (Goldman, Morgan Stanley, Merrill, Bear Sterns, and Lehman). [read post]
16 Aug 2012, 5:40 am
A trader at Morgan Stanley Smith Barney blew past his $116 million trading limit to amass a $1.3 billion bet in 2009, Financial Industry Regulatory Authority records show, according to Bloomberg News. [read post]
16 Aug 2012, 1:27 am
In an interesting opinion that includes among other things a noteworthy discussion of issues arising under the Morrison v. [read post]
15 Aug 2012, 10:29 am
In other words, those wizards at Goldman or Citigroup or Morgan Stanley (ahem!) [read post]
14 Aug 2012, 3:36 pm
May Have to Pay Another $15M to Minnesota Nonprofits For Securities Fraud, Institutional Investor Securities Blog, December 24, 2010 Wells Fargo Settles for $148M Municipal Bond Bid-Rigging Charges Against Wachovia Bank, Institutional Investor Securities Blog, December 8, 2011 Morgan Stanley, Citigroup, Wells Fargo, and UBS to Pay $9.1M Over Leveraged and Inverse ETFs, Stockbroker Fraud Blog, May 3, 2012 [read post]
10 Aug 2012, 1:28 pm
Pauley III granted the Department of Justice Antitrust Division’s (DOJ) motion for entry of a consent decree requiring Morgan Stanley to disgorge $4.8 million for its role in an allegedly illegal swap agreement that allowed KeySpan Corporation (KeySpan) to manipulate energy prices in the New York [...] [read post]
7 Aug 2012, 1:13 pm
Morgan Stanley Mortgage Capital Holdings LLC, C.A. 5140-CS (August 7, 2012) When a complaint is amended, the issue sometimes arises whether any new claims relate back to the original filing date so as to avoid the expiration of the statute of limitations. [read post]
7 Aug 2012, 12:59 pm
A federal judge on Tuesday approved a $4.8 million settlement between the Justice Department and Morgan Stanley over accusations of price fixing in the electricity market, even as he said that the settlement amount was too low. [read post]
6 Aug 2012, 6:49 am
., Morgan Stanley, BNP Paribas, Royal Bank of Canada and Societe Generale. [read post]
6 Aug 2012, 6:49 am
., Morgan Stanley, BNP Paribas, Royal Bank of Canada and Societe Generale. [read post]
6 Aug 2012, 6:49 am
., Morgan Stanley, BNP Paribas, Royal Bank of Canada and Societe Generale. [read post]
2 Aug 2012, 2:22 pm
Over this past year or so, and especially last month, it feels as if we’ve been treated to an overabundance of financial scandals. [read post]
2 Aug 2012, 2:22 pm
Over this past year or so, and especially last month, it feels as if we’ve been treated to an overabundance of financial scandals. [read post]
1 Aug 2012, 1:30 pm
For example, DOJ and the SEC recently declined to charge Morgan Stanley in a case where they brought charges against a Morgan Stanley employee based in China. [read post]
