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24 Sep 2008, 7:35 pm
For purposes of determining the fair market value of securities sold short, a manager must use the market price of the security on the primary or listing market for the Form SH security as of the close of floor trading on the New York Stock Exchange for the day in question. [read post]
12 Mar 2012, 12:08 pm
The complaint, filed in the United States District Court for the Southern District of New York, alleged that defendants fraudulently caused the Funds to purchase penny stock from U.S. companies through the U.S. [read post]
21 Jun 2007, 10:10 am
The two forums for arbitration of security disputes are the National Association of Securities Dealers and the New York Stock Exchange. [read post]
12 Jan 2012, 6:28 am
These failures have ushered in a new era of shareholder activism and corporate governance initiatives, including extensive legislative reform efforts and new rules by the Securities and Exchange Commission (SEC), the New York Stock Exchange (NYSE) and the Financial Industry Regulatory Authority (FINRA). [read post]
13 Aug 2021, 4:00 am
The disclosure came 16 months after the 45-day reporting deadline set forth in the Stock Act, which is designed to combat insider trading. [read post]
19 Dec 2007, 7:00 am
Most notably, the commissioners could have agreed to seek public comment on the New York Stock Exchange's proposal to bar the counting of uninstructed broker votes in uncontested board elections, a practice that the Council of Institutional Investors has described as "legalized ballot-box stuffing. [read post]
3 Nov 2008, 12:59 am
On Friday, Oct 31, CC was warned it get delisted from the New York Stock Exchange because its stock price averaged below $1 for 30 days. [read post]
24 Jun 2008, 3:03 pm
"We expect to be relisted by the New York Stock Exchange shortly after we complete these filings and we look forward to being back on the Big Board where our stock has been listed for more than 99 years,” said Dan Ustian, Navistar chairman, president and CEO, in the statement. [read post]
20 May 2014, 6:52 am
According to a New York Times article, one of Wall Street’s most exclusive investment products, sold to the wealthy, is moving toward the mainstream investor. [read post]
24 Mar 2022, 12:59 pm
New York U.S. [read post]
24 Jun 2024, 9:05 pm
Among the dual class ranks are technology companies Facebook (Meta) and Google (Alphabet), food and beverage companies Coca-Cola and Tyson Foods, and media companies The New York Times and 21st Century Fox. [read post]
22 Apr 2018, 10:36 am
" (emphasis added)Finally, it is worth noting that also §106A protection does not exclude availability of fair use within §107 of the Act.The latest developmentDespite all this, on 19 April last Mayor Bill de Blasio announced that Fearless Girl will move to a new location in front of the New York Stock Exchange by the end of this year.But what reasons have been given for this decision if the threat of litigation on… [read post]
12 Jan 2011, 12:38 am
Judge Batts did not conclude, as did Southern District of New York Judge Richard Berman in the Societe Generale case that under Morrison even ADR transactions on a U.S. exchange are outside the ambit of the ’34 Act (about which refer here). [read post]
7 Feb 2008, 1:13 pm
In addition, the National Association of Securities Dealers and the New York Stock Exchange also actively enforce short-sale regulations, the court found. [read post]
17 Feb 2011, 8:01 am
Satyam was listed on the New York Stock Exchange but was forced to delist in October since it was unlikely to make the deadline with U.S. [read post]
17 Nov 2006, 7:11 pm
The 7,000-pound statue, which was briefly placed in front of the New York Stock Exchange in 1989, is on display in lower Manhattan and is a popular stop for tourists. [read post]
27 Mar 2020, 3:00 am
Democratic Convention Planners Look at Contingency Options New York Times – Reid Epstein | Published: 3/23/2020 Planners for the Democratic National Convention are looking at “contingency options” in case the mid-July gathering in Milwaukee cannot take place because of the coronavirus, officials said for the first time. [read post]
27 Apr 2020, 7:38 am
MCC has also reportedly received a notice from the New York Stock Exchange that its average daily common stock closing price was below $1.00 per share for 30 consecutive trading days, and was out of compliance with NYSE’s continued listing standard rules. [read post]
29 Apr 2020, 11:45 am
MCC has also reportedly received a notice from the New York Stock Exchange that its average daily common stock closing price was below $1.00 per share for 30 consecutive trading days, and was out of compliance with NYSE’s continued listing standard rules. [read post]
13 Mar 2007, 9:31 am
On the ballot at Hewlett-Packard's annual meeting is a proposed bylaw offered by the American Federation of State, County, and Municipal Employees (AFSCME) and the state pension funds from New York, Connecticut, and North Carolina. [read post]
