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15 Jan 2014, 12:11 am by Kevin LaCroix
 However, as with making a trade in the stock market, for larger currency exchanges, the banks will post two different prices: the bid price and the offer (or ask) price. [read post]
7 Jan 2014, 11:38 pm by Kevin LaCroix
”   In other words, the authors suggest that in order to determine whether the reliance requirement can be presumed to be satisfied, the focus should be on “whether the misrepresentation actually affected the stock price” – and not on whether the market in general or the market for a specific company’s securities are or are no efficient. [read post]
26 Dec 2013, 6:56 pm by Cynthia Marcotte Stamer
New Employee Smart Phone App New Tool In Labor Department’s Aggressive Wage & Hour Law Enforcement Campaign Against Restaurant & Other Employers. [read post]
16 Dec 2013, 8:33 am by Dan Ernst
  His examination of the New York Stock Exchange's Richard Whitney revealed sensation defalcations by that presumed pillar of probity. [read post]
16 Dec 2013, 8:24 am by Jane Chong
 Here is the New York Times; here is the Wall Street Journal. [read post]
5 Dec 2013, 6:52 am by Clara Spera
Even with the newly agreed upon deal over Iran’s nuclear plan, there is no “letup in the new requirement that companies whose stock trades on U.S. exchanges keep track of even the tiniest interactions with the Islamic republic. [read post]
2 Dec 2013, 1:16 am by Kevin LaCroix
Background regarding the litigation, which was consolidated before Southern District of New York Judge Lewis Kaplan, can be found here and here. [read post]
30 Nov 2013, 5:54 pm by Robert Hockett
Hamilton lived when the new federal government worked in New York, one block from the stock exchange and from Federal Hall where G. [read post]
27 Nov 2013, 10:05 am by Trevor Timm
Since then, metadata has helped stop dozens of plots, including an Islamist plan to blow up the New York Stock Exchange in 2008. [read post]
26 Nov 2013, 2:28 am by Kelly Phillips Erb
The IPO had been pegged to be offered on December 11, 2013, and would have been listed on the New York Stock Exchange with the proposed ticker symbol CGC. [read post]
20 Nov 2013, 8:30 am by D. Daxton White
In addition, the Securities Exchange Act of 1943 gave the SEC authority over all aspects of the securities industry, including the regulation and oversight of self-regulatory organizations (SROs) such as the New York Stock Exchange and the Financial Industry Regulatory Authority. [read post]
16 Nov 2013, 12:00 am by My name
That is not the main concern, however – as a New York Times reporter wrote, even Macy’s doesn’t necessarily want to push JC Penney into bankruptcy over this case. [24] The real take-away from this case is that judicial reluctance threatened freedom of contract by silently deferring to the breaching parties. [read post]
14 Nov 2013, 5:22 am by Amy Howe
In The New York Times, Manny Fernandez reports on oral arguments in the Fifth Circuit in Fisher v. [read post]
8 Nov 2013, 3:00 am by Brent Lorentz
  (See New York Times article here.) [read post]
6 Nov 2013, 1:55 am by Siobhan Hayes
Reporting Greenhouse Gas Emissions – Many large scale corporate occupiers already report their carbon footprint (or at least some of it) through the CRC (Energy Efficiency) Scheme but there is now a legal requirement for UK incorporated companies whose equity share capital is listed on the Main Market of the London Stock Exchange (or in an EEA State or admitted to trading on the New York Stock Exchange or Nasdaq) to report their greenhouse… [read post]
6 Nov 2013, 1:55 am by Siobhan Hayes
Reporting Greenhouse Gas Emissions – Many large scale corporate occupiers already report their carbon footprint (or at least some of it) through the CRC (Energy Efficiency) Scheme but there is now a legal requirement for UK incorporated companies whose equity share capital is listed on the Main Market of the London Stock Exchange (or in an EEA State or admitted to trading on the New York Stock Exchange or Nasdaq) to report their greenhouse… [read post]
4 Nov 2013, 3:30 pm by Joe Mullin
Twitter is set to start trading its shares on the New York Stock Exchange later this week. [read post]
31 Oct 2013, 1:23 pm by Harold O'Grady
He has worked as a consultant and expert witness on a wide variety of matters, including engagements in connection with securities litigations and arbitrations for the New York State Attorney General, the World Bank, the Organization of American States, the United States Agency for International Development, the Securities and Exchange Commission, and several prominent securities exchanges. [read post]