Search for: "Securities Investor Protection Corporation"
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1 Apr 2019, 12:15 pm
On March 15, 2019, William Hinman, Director of the SEC’s Division of Corporation Finance, spoke in London at PLI’s 18th Annual Institute on Securities Regulation in Europe and reiterated that reporting companies in the U.S. [read post]
29 Mar 2019, 6:09 am
Securities and Exchange Commission, on Thursday, March 28, 2019 Tags: Capital allocation, Compensation disclosure, Compensation guidelines, Disclosure, Human capital, Investor protection, Securities regulation, Transparency [read post]
27 Mar 2019, 5:03 pm
Our firm has also handled many shareholders and LLC disputes between owners of closely held corporations, and LLCs. [read post]
27 Mar 2019, 8:13 am
As part of these enforcement efforts the Office of Federal Contract Compliance Programs (“OFCCP”) has announced it plans to incorporate VEVRAA Focused Reviews into the Corporate Scheduling Announcement List next fiscal year. [read post]
22 Mar 2019, 3:09 pm
A confidential information and information security rule calling on employees to “exercise a high degree of caution” in the handling of confidential information which was defined as proprietary information owned by or otherwise in the Employer’s possession or control including “business plans, internal correspondence and customer lists, personally identifiable customer and employee information and HIPAA-related information and prohibiting those in positions… [read post]
22 Mar 2019, 6:27 am
Shea Jr., on Monday, March 18, 2019 Tags: Equity securities, Investor protection, IPOs, Liquidity, Listing standards, NASDAQ, NYSE, SEC, SEC rulemaking, Securities regulation Where’s the Greenium? [read post]
21 Mar 2019, 6:47 am
Security Interests: Series A Preferred Stock can be (but is rarely) secured with the assets of the Entity. [read post]
15 Mar 2019, 5:55 am
Securities and Exchange Commission, on Sunday, March 10, 2019 Tags: Broker-dealers, Equity capital, Equity securities, Investor protection, Securities enforcement, Securities fraud, Securities regulation, Transparency Corporate Opportunity Waivers in Private Equity and Venture Capital Investments Posted by Matthew M. [read post]
11 Mar 2019, 4:25 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
11 Mar 2019, 5:00 am
Specifically, Justice Stevens cited law review articles positing that corporate democracy is ineffective because officers and directors have disproportionate power versus shareholders and are likewise protected by the business judgment rule. [read post]
10 Mar 2019, 11:26 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Mar 2019, 12:46 pm
Thank you for your December 18, 2018 letter regarding my research on the relationship between stock buybacks and corporate insiders’ stock cashouts—and for your leadership in urging the SEC to ensure that our rules protect investors when public companies buy back stock. [read post]
8 Mar 2019, 5:52 am
Berger, Wilson Sonsini Goodrich & Rosati, on Monday, March 4, 2019 Tags: Corporate Social Responsibility, ESG, Institutional Investors, Shareholder primacy, Shareholder rights, Shareholder value, Stakeholders Change the Conversation—Redefining How Companies Engage Investors on Sustainability Posted by Kristen Lang, Ceres, on Monday, March 4, 2019 Tags: Accountability, Asset… [read post]
7 Mar 2019, 8:12 pm
This article uses a novel perspective: examining the standards used by Delaware courts in evaluating conduct to protect corporate security is a reasonable template for evaluating national security measures in the context of international economic law. [read post]
7 Mar 2019, 11:26 am
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, please visit https://www.whitesecuritieslaw.com The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
7 Mar 2019, 11:25 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
7 Mar 2019, 6:19 am
In conclusion, Peirce cautioned that asking the SEC to concentrate on issues other than protecting investors, facilitating capital formation, and fostering fair, orderly, and efficient markets, shifts its focus away from its primary mission. [read post]
5 Mar 2019, 1:19 am
This will not only lead to a more stable and productive workforce, but also to a more economically secure population in their areas of operation. [read post]
1 Mar 2019, 3:25 pm
These funds are paid out of a separate fund called the Investor Protection Fund, rather than with company proceeds. [read post]
1 Mar 2019, 6:05 am
Securities and Exchange Commission. [read post]
