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28 Jun 2018, 6:32 am
This is because, due to their high liquidity, ETFs attract high-frequency traders. [read post]
14 Feb 2022, 6:04 am
A novel insider trading case for trading the stock of a company that the trader did not work for and that was not the target in the M&A transaction has drawn attention for its possible implications for public companies and trading firms. [read post]
4 Nov 2011, 7:15 pm by Sixth Sense Law
Traders and onlookers were kept in suspense, as the shares did not begin trading until mid-morning instead of the start of the session. [read post]
30 Jun 2020, 7:02 pm by Ali Brodie
As it relates to US immigration, the USMCA includes comparable provisions as found in the NAFTA for Business Visitors, Traders and Investors, Intracompany Transferees, and Professionals. [read post]
19 May 2008, 12:19 pm
My friend Tim Sykes (author, entrepreneur, reality TV star, mildly obnoxious stock trader) said this today far better than I could hope to say it: Ask just about anyone how our economy is doing and you're likely to hear one or more of the following: We're in a recession! [read post]
29 Nov 2008, 9:17 am
Mr Darlings reduction of the VAT rate to 15% from 17.5% has created a bit of a headache for myself and doubtless lots of other UK traders. [read post]
8 Jan 2012, 6:29 am by A. Lahser, Patent Attorney
Is there any advantage to me registering myself, or sole trader company name [Ed. similar to a LLC in the United States], as assignee? [read post]
29 Jul 2007, 1:08 am
Schaffer Have the rampant and highly publicized insider trading scandals of the 1980s, now almost three decades behind us, been forgotten by today's generation of business executives, traders, bankers and lawyers? [read post]
18 Apr 2017, 1:01 am by rhapsodyinbooks
It is ironic that Andrew Jackson, a murderer, kidnapper, slave owner, slave trader, land speculator acting on inside information, and last but not least, the cruel architect of Indian genocide, should hold such a revered place in the pantheon of American presidents – so much so, that when the question arose of who’s image to replace on money, it was the image of Hamilton that garnered the most attention. [read post]
10 Sep 2012, 6:49 am by Daniel D. Blinka
Both the drug dealer with a pile of cash in the basement and the insider trader with a huge portfolio in an off-shore account face a common problem: How to use the cash without being targeted by law enforcement or tax collectors. [read post]
9 May 2016, 6:01 am
Over the past few years, regulators have repeatedly decreed that they would end what was quickly becoming a routine practice: the release of market-moving information to high-speed traders just prior to the time at which it was being made available to the entire public. [read post]
5 Feb 2016, 6:00 am by Doug Cornelius
The Most Thankless Job on Wall Street Gets a New Worry: Recent enforcement actions find compliance officers personally liable by Emily Glazer in the Wall Street Journal Those officers on Wall Street in charge of ensuring that traders and other employees stay on the right side of laws and regulations are increasingly in the cross hairs themselves. [read post]
23 Oct 2016, 1:00 am
This regularity is explained using the intuition that on Fridays, investors and traders could be preoccupied with the upcoming weekend and, thus, pay less attention to corporate news announcements on that day. [read post]
5 Jun 2014, 3:30 am by Peter Katz
  Fourth, the trade must be based upon the material information, which means that the trader was consciously aware of the material non-public information when they traded. [read post]
3 Aug 2022, 10:00 pm
US Senators Maria Cantwell (D-WA) and Catherine Cortez Masto (D-NV) introduced legislation on July 28, 2022, to provide FERC with the authority to temporarily or permanently ban any person from trading or transacting in certain energy markets if that person is found to have manipulated the natural gas or electricity market or willfully or knowingly provided false information regarding those markets. [read post]
30 Sep 2010, 4:30 am by By DEALBOOK
Societe Generale won the dismissal of a U.S. shareholder lawsuit accusing the French bank of concealing nearly $9.5 billion of losses from a massive trading scandal and exposure to subprime mortgages. [read post]
28 Sep 2010, 4:08 am by By DEALBOOK
Avenue Capital Group, the hedge fund-firm run by Marc Lasry, is in talks to hire members of Goldman Sach's proprietary-trading business in the U.S., Bloomberg News reported. [read post]
21 Feb 2013, 12:29 pm by Securites Lawprof
It has been widely reported that the SEC has undertaken an investigation into suspicious trading in H.J. [read post]