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24 Oct 2013, 9:00 am
He then brought his suit for whistleblower retaliation, asserting that although Siemens is a German company, it has listed American depository receipts on the New York Stock Exchange. [read post]
23 Oct 2013, 3:27 pm
After a nine-week jury trial in the United States District Court for the Southern District of New York, Vilar was convicted on all counts and Tanaka was convicted of conspiracy and certain of the securities fraud counts. [read post]
23 Oct 2013, 1:24 pm
The court found that the only connection with the United States – that Siemens A.G. has listed American Depository Receipts on the New York Stock Exchange, and is therefore subject to securities laws within the United States – was insufficient to overcome the requirement that there be some sign of Congressional intent for the anti-retaliation provision to apply overseas. [read post]
23 Oct 2013, 1:24 pm
The court found that the only connection with the United States – that Siemens A.G. has listed American Depository Receipts on the New York Stock Exchange, and is therefore subject to securities laws within the United States – was insufficient to overcome the requirement that there be some sign of Congressional intent for the anti-retaliation provision to apply overseas. [read post]
23 Oct 2013, 7:03 am
Siemens has listed American Depository Receipts on the New York Stock Exchange, which subjects it to U.S. securities laws within the country. [read post]
22 Oct 2013, 3:17 pm
For companies of sufficient size, the exchange for the listing of their securities generally comes down to the New York Stock Exchange and the Nasdaq Stock Market. [read post]
17 Oct 2013, 12:49 pm
NuSkin is a multi-level marketing company based in Utah, and it trades on the New York Stock Exchange under the symbol NUS. [read post]
17 Oct 2013, 1:35 am
They rely on academic research by Stanford Law Professor Joseph Grundfest that in the Exchange Act Congress meant to refer to actual reliance. [read post]
15 Oct 2013, 1:27 am
Many of the claims of putative class members who purchased BP ADSs on the New York Stock Exchange survived the dismissal motion. [read post]
14 Oct 2013, 5:38 pm
Social-media activation of the badge was optional; in exchange, an attendee received a bunch of free electronic comics and, in the words of NYCC, unlocked "a whole new level of awesomeness." [read post]
10 Oct 2013, 2:38 pm
According to the New York Stock Exchange the opening bid was $22.75. [read post]
7 Oct 2013, 4:03 am
On the contrary, said the court, “the agreements, which are governed by New York law, did not have to contain such a provision. [read post]
6 Oct 2013, 7:25 am
District Court in the Southern District of New York on Friday against BlackBerry and some of its executives, including chief executive Thorsten Heins and chief financial officer Brian Bidulka. [read post]
1 Oct 2013, 8:55 am
Sabirhan Hasanoff will receive 18 years in prison for conducting surveillance on the New York Stock Exchange in connection with a planned terrorist attack there. [read post]
30 Sep 2013, 1:29 pm
The New York Stock Exchange suspended trading of Lone Pine’s common stock on September 16, 2013, and the Toronto Stock Exchange suspended trading on September 17, 2013. [read post]
27 Sep 2013, 11:51 am
Although the company still operates and trades on the New York Stock Exchange (NYSE: WCG), a new board of directors has been put in place. [read post]
23 Sep 2013, 12:51 pm
Sep 23: Two new studies released at the New York Stock Exchange today by CDP – formerly known as the Carbon Disclosure Project, in conjunction with PwC and Sustainable Insight Capital Management, Inc. [read post]
23 Sep 2013, 8:47 am
Congress tasked the Securities and Exchange Commission (SEC) with developing new rules allowing companies to generally solicit funds, subject to restrictions as determined by the SEC. [read post]
23 Sep 2013, 2:47 am
Congress tasked the Securities and Exchange Commission (SEC) with developing new rules allowing companies to generally solicit funds, subject to restrictions as determined by the SEC. [read post]
22 Sep 2013, 4:00 am
Recently, the first women to be on the New York Stock Exchange, Muriel Siebert, passed away at age 84. [read post]
