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30 Jul 2014, 4:44 am by Kevin LaCroix
” The article reports that UBS disclosed that they are facing inquires about their own dark pool practices from the New York Attorney General, as well as from the SEC and “other regulators as part of an industry wide inquiry. [read post]
15 May 2007, 12:19 pm
  If the Environmental Protection Agency decides to regulate carbon emissions, if the SEC decides to require stock options to be treated as expenses, if the Justice Department approves certain investigation techniques (like warrantless wiretapping) despite concerns about civil liberties, or if the Civil Rights Division of the Justice Department pursues some allegations of discrimination but not others, these decisions are not impartial. [read post]
29 Mar 2017, 5:09 am by SHG
He complained at length about the supermarket down the street that sold mostly groceries, but also household items at discounted prices. [read post]
19 May 2016, 9:23 am by Rebecca Tushnet
  One filing v. three, we also felt that there were some things left unsaid, in part b/c at the hearings proponents were given a lot of opportunity to explain their cases, so we ran out of time. [read post]
20 Jan 2022, 5:01 am by Peter Margulies
Seeing Nielsen’s memorandum in a different light, Chief Justice Roberts in Regents cited an administrative law doctrine that the Supreme Court had announced decades earlier in SEC v. [read post]
15 Oct 2011, 4:43 am by Mandelman
 If you really don’t have time to read it, I would suggest that you at  least read Sec. [read post]
Note: The regulation includes a mandatory flow-down provision requiring the contractor to incorporate the substance of the clause in all subcontracts that meet the conditions included in paragraph (a) of the clause. [read post]
18 Jul 2020, 4:57 pm
Pix Credit HEREIt comes as no surprise that  the de facto and de jure governance of the Hong Kong SAR continues to be transformed--however the Chinese Central Authorities and foreign stakeholders wish to characterize events notwithstanding. [read post]
31 Dec 2006, 9:06 pm
., Amber Taylor responds to her heckler by explaining how he also could get into Harvard.David Lat at Above the Law reports on the case of Steinbuch v. [read post]
28 Mar 2012, 5:59 pm by Rebecca Tushnet
  Courts may be skeptical about FTC positions—case on debt collection down in Texas where the judge looked at deceptiveness differently than the FTC did, and doesn’t necessarily give deference. [read post]
18 Jul 2012, 5:57 am by Rob Robinson
 http://bit.ly/LPLQcg (Bob Ambrogi) Model Behavior: Federal and State Court Rules on eDiscovery - - http://bit.ly/Mk6eHa (Jessica Mederson) Phase 2 of Discovery Pilot Provides Glimpse into Future of eDiscovery – - http://bit.ly/Oxc1V6 (BLLAWG) Robots Are Not Replacing eDiscovery Lawyers - http://bit.ly/MkKifa (Jason Krause) Rules for eDiscovery Vendors in D.C.: Taking A Step Back - http://bit.ly/Lt2hP4 (Cynthia Courtney)… [read post]
6 Aug 2015, 6:21 pm by Kevin LaCroix
  Is there a commitment from the top down, both culturally and financially, to rigorous cybersecurity? [read post]
14 Apr 2020, 6:00 am by Kevin Kaufman
Key Findings The Child Tax Credit (CTC) is a partially-refundable tax credit available to parents with qualifying dependents under the age of 17. [read post]
9 Dec 2014, 10:38 am by Kevin LaCroix
An attendant goal is to demonstrate to regulators, such as the SEC, OCIE, FINRA, or FTC, that you have paid attention and planned ahead. [read post]