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11 Dec 2009, 1:49 am
"A dentist who made nearly £110,000 by trading on secret share tips provided by his son, an aspiring stockbroker, was jailed for two years yesterday, while his son received a year in prison. [read post]
24 Oct 2024, 12:22 pm
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28 Jan 2013, 1:18 pm
The SEC charged Jesse Litvak, a former broker at Jefferies & Co., with defrauding investors while selling mortgage-backed securities (MBS) in the wake of the financial crisis so he could generate additional revenue for his firm. [read post]
16 May 2011, 7:25 pm
By Mike Dorf Last week's conviction of Raj Rajaratnam for insider trading may herald an expansion of the use of wiretaps as a tool in the policing of Wall Street. [read post]
3 Aug 2022, 10:00 pm
US Senators Maria Cantwell (D-WA) and Catherine Cortez Masto (D-NV) introduced legislation on July 28, 2022, to provide FERC with the authority to temporarily or permanently ban any person from trading or transacting in certain energy markets if that person is found to have manipulated the natural gas or electricity market or willfully or knowingly provided false information regarding those markets. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
28 Jun 2020, 2:07 pm
Is there a market in line holding that could be exploited here? [read post]
6 Feb 2008, 4:31 am
Jérôme Kerviel, the employee the French bank Société Générale has accused of trading losses that cost it more than $7 billion, emerged in public Tuesday to say that he would not be made the bank's scapegoat. [read post]
27 Dec 2021, 1:40 pm
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13 Sep 2012, 5:38 pm
Opening arguments begin Friday in the trial of Kweku M. [read post]
21 Nov 2011, 12:49 pm
The SEC charged David Kugel, a longtime Bernie Madoff employee, with fraud for his role in creating fake trades to facilitate the massive Ponzi scheme. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
30 Sep 2021, 11:35 am
The Securities and Exchange Commission today charged Keith A. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
18 Nov 2016, 12:35 pm
Enlarge (credit: PT Money) As part of an ongoing tax evasion investigation, the Internal Revenue Service has asked a federal court to force Coinbase, a popular online Bitcoin wallet service, to hand over years of data that would reveal the identities of all of its active United States-based users. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
7 Nov 2011, 5:00 am
In SEC v. [read post]
12 Sep 2009, 6:38 am
When you watch this video forget the messenger and just focus on the message. [read post]
24 Jun 2016, 5:10 am
Simon Quijano-Evans has made a career of assessing the potential for instability in far-flung corners of the globe. [read post]
30 Apr 2024, 6:16 pm
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