Search for: "US Trade and Exchange, LLC"
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12 Mar 2007, 7:06 am
Morgan Stanley says that they are angered that a former employee allegedly stole certain confidential information, which was used in the alleged insider trading scheme. [read post]
28 Feb 2007, 2:49 pm
The Securities and Exchange Commission has sued Blue Bottle Ltd., an overseas company and its chief executive, alleging the firm made more than $2.7 million by hacking into computer systems to retrieve press releases prior to their release and improperly trading on that non-public information. [read post]
22 Feb 2007, 5:20 am
Foreign private issuers traded on the NYSE are subject to NYSE oversight. [read post]
2 Feb 2007, 5:04 am
Fife and Clarion Management, LLC, The Complaint (PDF) Lincoln Financial Group [read post]
30 Jan 2007, 10:19 am
According to the SEC, the HMC allegedly used a day trading strategy to invest in stocks on the New York Stock Exchange and on NASDAQ. [read post]
9 Jan 2007, 4:41 am
" Laurienti, Samaria, Parker, and Montesano are also accused of unauthorized trading. [read post]
18 Dec 2006, 12:29 pm
Related Web Resource: Trading Suspension of 800America.com Inc., Securities Exchange Act of 1934, Release No. 46820 / November 13, 2002 [read post]
21 Oct 2006, 12:50 pm
National Structured Settlements Trade Association (NSSTA) diverts you to FDR Resources, factoring company. [read post]
23 Aug 2006, 2:33 pm
In Duramax Marine, LLC v. [read post]
22 Aug 2006, 4:43 am
Duramax Marine, LLC v. [read post]
19 May 2005, 3:09 pm
Galleon Management LP, Oaktree Capital Management LLC and DB Investment Managers Inc. were alleged by the US Securities and Exchange Commission [official website] to have violated Rule 105 [text], an anti-manipulation rule that the SEC [read post]
