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20 Nov 2010, 5:06 am
At its open meeting on Friday, the SEC proposed two sets of rules relating to security-based swaps. [read post]
28 Feb 2012, 1:05 pm
Wells Fargo & Co. has received a Wells notice from the SEC regarding disclosures in its mortgage-backed securities offering documents, including whether it adequately disclosed risks associated with mortgage-backed securities. [read post]
21 Nov 2011, 12:11 pm
Kaufman Memorial Securities... [read post]
23 Oct 2011, 9:34 am
Of Complicity and Compliance: A Rules-Based Anti-Complicity Strategy Under Federal Securities Law, by Joseph A. [read post]
16 Oct 2016, 12:36 pm
Hans Bonde Christensen, Luzi Hail, and Christian Leuz have posted Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement on SSRN with the following abstract: We examine the capital-market effects of changes in securities regulation in the European Union... [read post]
4 Jun 2020, 7:41 am
Careers in national security can seem like a mysterious black box to those on the outside. [read post]
27 Oct 2021, 7:54 am
Social Security Trust Fund Established – Social Security provides all-in-one retirement, survivor, and disability benefits funded through the dedicated FICA contribution paid by workers. [read post]
15 Apr 2024, 6:10 pm
The experts also advise associations to avoid using such terms as “security gates,” “security cameras” or “security guards,” as they can create misperceptions. [read post]
8 Nov 2011, 12:25 am
However, the category of "securities fraud" lawsuits does NOT include private securities class action lawsuits, which are in their own separate category ("SCAS"). [read post]
20 Feb 2014, 5:37 pm
Independent Assessment of the Afghan National Security Forces. [read post]
8 Nov 2023, 8:14 am
Reeves secured a slim majority of 51.8% of the votes in Mississippi and his opponent secured 46.9% with 95% of votes having been cast. [read post]
3 Dec 2014, 3:23 pm
CRS – Afghanistan: Post-Taliban Governance, Security, and U.S. [read post]
1 May 2009, 4:00 am
I usually stick to practical advice, here at the Social Security Disability Lawyer blog. [read post]
19 Sep 2011, 8:30 am
Cosgrove Law, LLC provides both civil and criminal representation in the securities and white-collar arena, so it was interested to learn that there was a substantial increase in criminal prosecutions filed by securities regulators in 2010. [read post]
2 Apr 2012, 2:10 pm
The final rules exempt transactions by clearing agencies in these security-based swaps from all provisions of the Securities Act, other than the... [read post]
30 Jun 2011, 5:24 am
The SEC voted to propose rules that would impose certain business conduct standards upon security-based swap dealers and major security-based swap participants when those parties engage in security-based swap transactions. [read post]
28 Mar 2014, 1:09 pm
The press release states in part: The Ontario Securities Commission, together with the Autorité des marchés financiers, Alberta Securities Commission and British Columbia Securities Commission, recently entered into a Memorandum of Understanding with the United States Commodity Futures Trading Commission... [read post]
16 Jan 2013, 5:23 am
On November 23, 2012, the SEC published a proposed rule for public comment to establish capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants under the Securities Exchange Act of 1934 and amend capital requirements... [read post]
9 Mar 2015, 9:28 am
The Center for National Security Law at the University of Virginia School of Law is putting on its 23rd National Security Law Institute this summer, from May 31st to June 12th. [read post]
22 Aug 2011, 12:13 pm
New estimates say the trust fund that supports Social Security disability payments will run out of funds by 2017. [read post]
