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2 Oct 2018, 5:40 am
According to FINRA Disciplinary actions for September 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Denise Canez John Drill Northwestern Mutual Investment Services LLC Robert Baird & Co Incorporated Glenn Grosek Citizens Securities, Inc… [read post]
3 Mar 2023, 2:37 pm
” State Senators Dallas Harris, Melanie Scheible, Edgar Flores, Fabian Doñate, and James Ohrenschall sponsored the legislation. [read post]
8 Apr 2011, 4:24 am
Shutdown: Corp Fin Will Slow to a Crawl (If Even That) Yesterday, the SEC issued this statement explaining that in the event of a government shutdown, EDGAR will remain fully functional - but that the SEC's Divisions (including Corp Fin) will be unable to process filings, provide interpretive advice, issue no-action letters or conduct any other normal activities. [read post]
8 Mar 2011, 7:55 am
Edgar Hoover's FBI didn't buy any of the Dies Committee's findings, and the FBI was right.) [read post]
26 Dec 2006, 5:36 pm
., to enhance our ability to acquire and incorporate contracts from EDGAR and other on-line sources. [read post]
20 Oct 2021, 3:40 am
Keep in mind that Rule 105(b) of Regulation S-T states that “electronic filers may not include in any HTML document hyperlinks to sites, locations, or documents outside the HTML document, except links to officially filed documents within the current submission and to documents previously filed electronically and located in the EDGAR database on the Commission’s public Web site (www.sec.gov). [read post]
17 Nov 2006, 6:32 am
Edgar Alcala, who is 18, was quoted, ""When I get home, I'm going to take a quick picture of it, slap it on eBay and go to sleep. [read post]
29 Apr 2024, 2:40 am
*MOUSE PRINT: If you find a product recently hit by shrinkflation, please take side-by-side pictures of the old and new, including the net weight or net count and email them to Edgar(at)ConsumerWorld.org . [read post]
22 Nov 2011, 11:27 am
Edgar Hoover wouldn’t admit that there was such a thing as organized crime, so Keeney and his colleagues built the program with the IRS, as well as ATF and Customs, he said in interviews. [read post]
24 Mar 2014, 8:15 am
Elections Rhode Island: “House speaker candidates courting votes” by Randal Edgar in the Providence Journal. [read post]
7 Nov 2014, 1:37 pm
The public is aware of registered sales because the registration statement and prospectus filings are made via Edgar. [read post]
28 Nov 2007, 1:57 pm
The SEC states that the list was not simply a product of keyword searches but that these searches were further refined by staff analysis of the significance of the activity revealed by the search: [The list] was not based on a simple keyword search of the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. [read post]
19 Aug 2016, 11:39 am
OyolaCPA; Former Assistant Director, Strategic Issues (Budget, Debt, Tax), US Government Accountability Office, 1990-2010 [descargar bio] Juan Zaragoza GómezCPA; Secretario de Hacienda [descargar bio] Segundo panel – Exportación de Mercancías y Servicios: Retos y Oportunidades Manuel FernósAbogado, Presidente de la Universidad Interamericana de Puerto Rico Jorge Gonzálezn/d Edgar GuerzonIndependent Consultant at PAREXEL Senior Partner &… [read post]
29 Dec 2015, 3:46 am
As I’ve blogged before, I think it’s just a matter of time before Edgar is hacked…if it hasn’t been already… Yesterday, the SEC delivered its annual report on credit rating agencies to Congress… – Broc Romanek [read post]
19 May 2015, 3:42 am
Hard to believe, but those SEC filings by Toks are still on EDGAR. [read post]
12 Aug 2011, 7:01 am
From Will Smith to the Roots, Jennifer Weiner to Lisa Scottoline, Pearl Buck to Edgar Allen Poe, the city has often inspired the written word. [read post]
18 Jun 2012, 7:05 pm
Plaintiff used to be the State's Attorney -- an elective position -- in Edgar County. [read post]
11 Nov 2022, 3:30 am
A search of Form 10-Ks on Edgar also shows that companies are incorporating veteran recruitment as part of DEI programs, and reflecting that in human capital management disclosure. [read post]
22 Jun 2010, 4:49 am
Note that there is no way to conduct an open-ended search as far as I can tell (so the functionality is quite different than the SEC's EDGAR). [read post]
23 Aug 2017, 9:28 am
In addition, if your EDGAR filing software provider has not reached out about these changes, contact them to understand what steps are required to file an exhibit index with the required hyperlinks. [read post]