Search for: "In Re Securities and Exchange Commission"
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5 Mar 2014, 9:13 am
(ii) Debt versus equity – This is the re-delegation that failed. [read post]
16 May 2023, 12:01 am
And so the interactions with disabled people, I think, would be much more welcoming and probably inviting to real, genuine human exchange. [read post]
3 Nov 2016, 9:30 pm
Securities and Exchange Commission (SEC) is investigating the bank—an investigation that comes in addition to ongoing investigations into the bank by the U.S. [read post]
16 Sep 2021, 9:03 pm
Securities and Exchange Commission should require companies to disclose their climate-related risks to investors. [read post]
13 Mar 2011, 4:24 pm
” But it is time for the courts to do a little “re-balancing. [read post]
6 Oct 2023, 10:08 am
Insurance: Secure a health insurance policy covering your entire stay in Panama. [read post]
8 Apr 2010, 3:40 am
InterOil filed a false Form D with the Securities and Exchange Commission claiming it was paying no sales commissions or finder's fees in connection with the offering, when, in fact, the company previously agreed to pay such commissions and fees. [read post]
17 Jul 2007, 5:10 am
Capping this period was the October 27, 1986 "Big Bang" deregulating fixed commissions and allowing foreign companies into the Exchange. [read post]
26 May 2022, 9:01 pm
” The Securities and Exchange Commission (SEC) proposed a rule to standardize disclosures about cybersecurity by public companies. [read post]
23 Feb 2018, 4:07 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission. [read post]
13 Dec 2024, 1:18 pm
Securities and Exchange Commission’s (the “SEC”) Division of Examinations (the “Division”) has published its Examination Priorities for the upcoming fiscal year 2025. [read post]
30 Sep 2010, 5:58 am
Chamber of Commerce and the Business Roundtable filed suit against the Securities and Exchange Commission on Wednesday, objecting to new proxy access rules for nominating corporate directors. [read post]
2 Jun 2010, 7:06 am
The board, which the Securities and Exchange Commission would establish and oversee, would handle “structured deals”—bonds backed by income streams from assets such as mortgages, auto loans and credit-card payments. [read post]
9 May 2024, 10:35 pm
Securities Exchange Commission received when they tried to regulate cryptocurrencies after years of letting the industry grow unchecked. [read post]
1 May 2020, 6:02 am
Securities and Exchange Commission, on Wednesday, April 29, 2020 Tags: Accounting, Accounting standards, Audits, China, Disclosure, Emerging markets, Financial reporting, International governance, Investor protection, Risk, Securities enforcement, Securities regulation Stakeholder Principles in the COVID Era Posted by Klaus Schwab, Brian Moynihan, Feike Sijbesma and Jim Snabe, World… [read post]
5 May 2022, 9:08 pm
Securities and Exchange Commission’s (SEC) traditional test for determining whether a transaction qualifies as a security—the Howey test—is problematic for cryptocurrencies. [read post]
6 Jun 2024, 9:05 pm
Biden vetoed a resolution to preserve a Securities and Exchange Commission (SEC) rule requiring institutions to record digital assets as liabilities on their balance sheets. [read post]
28 Jun 2007, 1:18 am
Securities and Exchange Commission amendment to the tender-offer "best-price rules" -- which require all security holders to receive the highest consideration paid to any security holder -- has catalyzed a surge in tender-offer acquisitions. [read post]
21 Mar 2018, 4:38 am
The [Securities and Exchange Commission] might also propose its own fiduciary rule during that period. [read post]
21 Mar 2018, 4:38 am
The [Securities and Exchange Commission] might also propose its own fiduciary rule during that period. [read post]
