Search for: "PROVIDENCE MUTUAL" Results 1721 - 1740 of 15,480
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29 Jul 2015, 6:52 am by Bill Stalter
Master trust programs should provide the following information: The name and address of the trustee. [read post]
15 Feb 2019, 3:20 pm by Tom Zagorsky
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
27 Apr 2015, 4:00 am by Comitz Beethe
  See our profiles of MassMutual, MetLife, and Northwestern Mutual. [read post]
22 Jul 2012, 12:12 pm by Gary Becker
Commercial banks are still important, but modern financial intermediation is dominated by investment banks, mutual funds, and hedge funds that often invest large sums of money in equities, derivatives, and other mainly risky assets, including junk bonds. [read post]
1 May 2024, 8:59 am by ahmetro
   When both parties want to exchange information, a mutual NDA is used. [read post]
24 Jan 2011, 7:15 am by Larry Ribstein
The recommended rules would provide that the standard of conduct for all brokers, dealers, and investment advisers, when providing personalized investment advice about securities to retail customers (and such other customers as the Commission may by rule provide), shall be to act in the best interest of the customer without regard to the financial or other interest of the broker, dealer, or investment adviser providing the advice. [read post]
John Robinson, Regional VP, Liberty Mutual Insurance Company – John is a successful business leader and a tremendous HR advocate. [read post]
19 Nov 2010, 11:21 am by John G. Kelly
 Here in Part II, below, we will address other important issues from the tenant’s perspective including insurance, mutual waivers and defaults. [read post]
18 Apr 2011, 9:00 am by McNabb Associates, P.C.
Croatia (Former Yugoslavia) International Extradition Treaty with the United States October 25, 1901, Date-Signed June 12, 1902, Date-In-Force (Under Review) Treaty between the United States and Servia for the mutual extradition of fugitives from justice. [read post]
20 Feb 2023, 3:22 am by Erica Canas
In this article we explore the key elements every interior designer should include in their client contracts to best protect their business, and to ensure all parties are in mutual agreement over the essential terms of the deal. [read post]
4 Mar 2019, 4:26 pm by Badrinath Srinivasan
For instance, the New York General Obligations Law Section 17-103 - Agreements waiving the statute of limitation provides:“1. [read post]
27 Oct 2010, 12:13 pm
Oct. 21, 2010), a majority of the New York Court of Appeals declined to expand liability of outside professional service providers who allegedly failed to detect or stop corporate wrongdoing. [read post]
1 Aug 2012, 4:25 am by Broc Romanek
Limits on Administrative Expenses: A service provider must use at least 75% (increasing to 85% in 2015) of the state funds or state-authorized payments to provide program services -- as opposed to administrative expenses such as compensation to staff that does not directly provide program services (including a CEO, CFO and controller), overhead expenses and office operating expenses; and 3. [read post]
17 Dec 2020, 4:09 am by Greg Lambert
The Baltimore Library is raising $25,000.00 for a van to provide legal resources to the surrounding community. [read post]