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21 May 2024, 9:01 pm
Recommendations The kinds of recommendations that are the subject of the Final Rule’s test track the three categories the DOL had included in its Proposal: Post-Rollover Investments – Recommendations as to the advisability of acquiring, holding, disposing of, or exchanging, securities or other investment property, as to investment strategy, or as to how securities or other investment property should be invested after the securities or other investment property are rolled over,… [read post]
27 Oct 2017, 2:16 am
The most common Advertising Rule deficiencies observed include: (i) misleading performance results, caused by lack of sufficient disclosures, (ii) misleading one-on-one presentations, (iii) misleading claims of compliance with voluntary performance standards, (iv) cherry-picked profitable stock selections, (v) misleading selection of recommendations, and (vi) failure to implement compliance policies and procedures designed to prevent non-compliant advertising practices. [read post]
17 Jan 2014, 9:57 am
Depending upon whose numbers you select (STR, PKF and Pwc), 2014 just gets better. [read post]
17 Jan 2014, 9:57 am
Depending upon whose numbers you select (STR, PKF and Pwc), 2014 just gets better. [read post]
15 Jun 2023, 3:04 pm
Pierre Hurt is the managing partner of Lutgen & Associés, a firm focused on litigation support and legal counseling, and a member of the International Lawyers Network. [read post]
29 Jul 2017, 5:32 pm
NCO and Transworld selected counsel, communicated with counsel, and instructed counsel; the nominal plaintiff (as relevant here, the NCT entities) did not select, communicate with, or instruct counsel. [read post]
9 Aug 2021, 9:10 am
Event Announcements (More details on the Events Calendar) Tuesday, August 10, at 10:00 a.m.: The Senate Foreign Relations Subcommittee on Near East, South Asia, Central Asia, and Counterterrorism will hold a hearing on U.S. security assistance in the Middle East. [read post]
6 Jan 2020, 1:43 pm
Event Announcements (More details on the Events Calendar) Thursday, Jan. 9, 2:00 p.m.: The Brookings Institution, the American Political Science Association, and the R Street Institute will be hosting an expert panel debating the role of Congress and the changes that need to be made for Congress to meet the current challenges facing American political institutions. [read post]
25 Oct 2021, 1:20 pm
.: The Permanent Select House Intelligence Committee will hold a hearing on diversity, equity, inclusion and accessibility in the intelligence community. [read post]
21 Jan 2020, 9:17 am
Selected applicants will additionally be required to submit two letters of recommendation or provide two professional references. [read post]
10 Feb 2020, 8:27 am
Tuesday, February 11, 2020, at 9:00 a.m.: The Center for Strategic and International Studies will hold a discussion on Chinese interference in Taiwan’s elections. [read post]
15 Nov 2021, 12:34 pm
Immigration and Customs Enforcement; and Stuart Burns, assistant commissioner of public buildings service, portfolio management and customer engagement at the General Services Administration. [read post]
12 Jul 2018, 11:00 am
The disjunctive selection and sequencing of these stories seems driven less by an overarching theme than by Farrow’s personal interests, along with his ability to access the factual details enabling him to provide the kind of in-depth account for which he has become famous. [read post]
2 Dec 2017, 12:00 am
You can go three, six months, a year, five years, and depending on how long your investment horizon is, you can select which term will work best for you, paying slightly more than the online savings accounts. [read post]
5 Dec 2022, 8:38 am
Identify opportunities to enter portfolio arrangements, including integrated law relationships with New Law offerings. [read post]
15 Mar 2021, 9:42 am
Event Announcements (More details on the Events Calendar) Tuesday, March 16, 2021, at 9:30 a.m.: The Senate Armed Services Committee will hold a hearing on U.S. [read post]
8 Mar 2021, 9:06 am
Responsibilities Provide clerical support to panels of the Oversight Board in the development of cases for review and deliberation; Responsible for coordinating additional external materials on selected cases as requested by the Oversight Board; Work closely with the Research and Policy Team to provide additional policy expertise on selected cases as requested by the Oversight Board; In accordance with agreed time frames, assist the Oversight Board panels through the process… [read post]
10 Nov 2020, 6:28 am
Perhaps in light of this criticism, of the programs employing relative TSR, 28% use it as a modifier instead of directly carving out room within performance award metric portfolios. [read post]
18 Apr 2016, 1:23 pm
Annin believes there is a shift underway and that sustainable products and environmentally and socially responsible portfolios of investme [read post]
2 Jan 2024, 11:26 am
Options can serve different purposes in portfolios. [read post]
