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27 Sep 2019, 6:00 am
Jackson (Harvard Law School), on Wednesday, September 25, 2019 Tags: Corporate Social Responsibility, Endowments, Engagement, Environmental disclosure, ESG, Fund managers, Harvard, Institutional Investors, Proxy voting, Shareholder proposals SEC Testimony: Oversight of the Securities and Exchange Commission: Wall Street’s Cop on the Beat Posted by Jay Clayton, U.S. [read post]
13 Jun 2018, 8:20 am
To this end, trustworthy communication channels must be created that guarantee secure handling of sensitive information, for example in the form of ombudsmen or hotlines. [read post]
9 Dec 2016, 1:00 am
Securities and Exchange Commission, on Wednesday, December 7, 2016 Tags: Capital markets, Corporate Social Responsibility, Disclosure, Environmental disclosure, ESG, Financial reporting, Information environment, Regulation S-K, Reporting regulation, SEC, Securities regulation, Sustainability The Dark Side of Blockholder Philanthropy Posted by Thomas Shohfi, Rensselaer Polytechnic Institute; and Roger M. [read post]
15 Jan 2021, 12:52 am
At a European level, the NIS Cooperation Group (composed of national cybersecurity agencies, ENISA, and the Commission) may conduct “coordinated security risk assessments” of supply chains for ICT systems, services and products specified as “critical” by the Commission. [read post]
11 Jan 2023, 9:05 pm
Since these additional responsibilities are not explicitly required by SOX or the Securities and Exchange Commission (SEC) and are not assigned uniformly in all boards, stakeholders must rely on boards to tell them what audit committees do, typically with information in audit committee charters on a company’s investor relations website and in proxy statement disclosures. [read post]
18 Jun 2015, 12:44 pm
It did background checks on its drivers, required that drivers provide personal banking and residence information, along with social security numbers, and that drivers maintain their cars according to industry standards. [read post]
26 Oct 2011, 2:07 pm
Jeb Hensarling (R-TX) emphasized the need for the Super Committee to tackle Medicare, Medicaid and Social Security. [read post]
3 Oct 2022, 7:11 am
Securities and Exchange Commission. [read post]
15 Oct 2020, 1:19 pm
In this latest ruling, the court held that social media company Kik Interactive Inc. violated US securities laws when it failed to register its 2017 sale of nearly US$100 million of its digital tokens, called “Kin,” with the Securities and Exchange Commission. [read post]
7 Jun 2021, 7:40 am
Securities and Exchange Commission on Friday that the deadline for the U.S. government to object to the deal had expired on June 1. [read post]
3 Jun 2024, 10:00 pm
SECURE 2.0 Act Impact on Retirement Plan Compliance and Administration Learn more about all the changes made by the SECURE 2.0 Act. [read post]
26 Apr 2022, 3:48 pm
Federal Trade Commission said. [read post]
5 Dec 2016, 12:24 am
That is exactly why Schulz was hoping to somehow secure a third term, which would have been as unusual in Europe as Franklin D. [read post]
9 May 2019, 2:05 pm
Because retailers and consumer products companies routinely receive shareholder proposals on environmental and sustainability issues, similar arguments for exclusion may be persuasive to the staff of the Securities and Exchange Commission (SEC) in the future. [read post]
28 Dec 2015, 10:13 am
Existing law under the Health Insurance Portability and Accountability Act (HIPAA) Privacy Rule already includes a national security exception that permits doctors, hospitals, and any other "covered entity" to disclose individual health information "to authorized federal officials for the conduct of lawful intelligence, counter-intelligence, and other national security activities authorized by the National Security Act. [read post]
20 Feb 2014, 7:33 am
Securities Exchange Commission, the responsible party is defined fairly precisely: For corporations, the responsible party is the principal officer. [read post]
19 Nov 2008, 6:33 pm
We’ve told you a bit already about the Securities and Exchange Commission’s case against Dallas Mavericks owner Mark Cuban (pictured, right). [read post]
20 Nov 2008, 10:00 am
We’ve told you a bit already about the Securities and Exchange Commission’s case against Dallas Mavericks owner Mark Cuban (pictured, right). [read post]
28 Sep 2007, 8:38 am
At a legislative hearing this week, investor advocates criticized the Securities and Exchange Commission's proposed proxy access rules, while business representatives expressed wariness about giving shareholders the right to nominate directors to appear on corporate proxy statements. [read post]
6 Sep 2019, 11:43 am
The essay first very briefly describes the Chinese Social Credit (CSC) system. [read post]
