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16 Oct 2018, 3:09 am
The charges were based on a fraudulent trading scheme where the trader entered unauthorized commodities trades in customers’ accounts, transferred profitable trades to his own account, and left losses in the clients’ accounts. [read post]
15 Oct 2018, 7:05 am
Justice Kavanaugh being seated prior to the second week of oral arguments in October means that most of the cases on the docket in the October Term will be heard by a complete Court of 9 Justices; thus avoiding the dreaded 4-4 split. [read post]
12 Oct 2018, 11:37 am
The Commodity Futures Trading Commission (CTFC) filed orders today that brought and settled cases against two commodities firms engaged in unauthorized trading and two traders attempting to manipulate commodity prices. [read post]
10 Oct 2018, 12:58 pm
The trader was sued by a retail investor relating to his recommendation of a municipal bond nearly fifteen years ago. [read post]
10 Oct 2018, 6:37 am
City of Providence (18-210) were a group of national securities exchanges alleged by the respondents to have sold products and services to high frequency trading firms in a way that advantaged them over other, ordinary traders. [read post]
9 Oct 2018, 6:30 am
While scholars have accounted for several methods of such support, they have failed to consider how federal bankruptcy legislation during the 1840s functionally created a system of direct financial grants to slave traders in the form of debt discharges. [read post]
9 Oct 2018, 5:00 am
During a 2013 trip to Kazakhstan, Xi Jinping announced the “Belt and Road Initiative” (BRI)—China’s ambitious plan to enhance its “friendship” with the rest of the world through expanded investments in infrastructure and trade. [read post]
5 Oct 2018, 3:00 pm
Citizens of New Zealand now qualify for the E-2 Treaty Trader Investor Visa thanks to a United States–New Zealand partnership recently signed into law. [read post]
Underlining the Obvious: Remarks by Vice President Pence on the Administration’s Policy Toward China
4 Oct 2018, 8:05 pm
When our young nation went searching in the wake of the Revolutionary War for new markets for our exports, the Chinese people welcomed American traders laden with ginseng and fur. [read post]
4 Oct 2018, 10:42 am
DBW allegedly served “as a ‘shill’ for bearish traders in MiMedx stock” including “friends, family, affiliates, and/or even ... [read post]
4 Oct 2018, 10:03 am
It follows that a copyright holder is entitled to prevent even the unauthorized advertisement for sale of their works or copies thereof.From all this it follows that a trader is responsible for all the acts, including preparatory ones, necessary to finalize a distribution to the public.Kats like Linka do not like leaving the house, so shopping in the cold is out of the questionWarehouse storageIn light of all this, the core of the issue is whether warehouse storage of copyright-infringing… [read post]
4 Oct 2018, 9:21 am
The enforcement actions against individuals included significant numbers of individuals at financial institutions, as well as individual traders at proprietary trading firms and managed funds. [read post]
3 Oct 2018, 6:43 am
ESMA has also modified a couple of Q&As relating to ancillary activity, it has also added a new Q&A answering the following question: Which types of firm fall within each of the Implementing Technical Standard 4 categories for the purposes of the weekly Commitment of Trader reports? [read post]
3 Oct 2018, 5:45 am
-based day-traders, but evading the U.S. [read post]
1 Oct 2018, 1:04 pm
NY Trader is Indicted and Faces New CFTC Charges In an unrelated binary options fraud case, the CFTC has filed federal charges against New York trader Yehuda Belsky, also known as “Jay Bell. [read post]
30 Sep 2018, 5:16 pm
John Reed Stark As I detailed in a post at the time (here), on Thursday last week, the SEC filed a securities fraud enforcement action against Tesla Chairman and CEO Elon Musk in connection with his now infamous tweets, in which he said he had “secured” funding to take the company private at a substantial premium over the company’s then-current share price. [read post]
28 Sep 2018, 3:00 am
These traders had executed over $9B in orders. [read post]
27 Sep 2018, 6:00 am
Prices can fluctuate wildly, fraud exists, the markets get manipulated and we are all being fleeced by high-speed traders. [read post]
26 Sep 2018, 10:38 am
Due to this vulnerability, cautious traders often store their holdings in offline wallets and move funds to an exchange just long enough to place trades (William Peaster, Blockonomi). [read post]
26 Sep 2018, 12:00 am
Due to this vulnerability, cautious traders often store their holdings in offline wallets and move funds to an exchange just long enough to place trades (William Peaster, Blockonomi). [read post]
