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31 Jan 2025, 7:11 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lipschutz (Lipschutz), previously associated with Morgan Stanley Smith Barney, has at least 2 disclosable events. [read post]
30 Jan 2025, 10:48 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Byrd (Byrd), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
29 Jan 2025, 5:38 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Ellis (Ellis), previously associated with Merrill Lynch, Pierce, Fenner & Smith incorporated, has at least one disclosable event. [read post]
3 Feb 2025, 7:45 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Weese (Weese), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
2 Feb 2025, 7:53 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shannon Roehrs (Roehrs), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
8 Mar 2025, 6:32 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Clayton (Clayton), previously associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
24 Jan 2025, 1:18 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Stephen Medina (Medina), currently associated with Merrill Lynch, Pierce, Fenner & Smith Inc., has at least six disclosable events. [read post]
7 Feb 2025, 2:58 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Don Hardison (Hardison), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
21 Feb 2025, 6:15 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rocco Rugnetta (Rugnetta), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
1 Mar 2025, 6:21 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexandre Maltez (Maltez), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
6 Feb 2025, 6:24 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Duckett (Duckett), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
7 Feb 2025, 6:32 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Duckett (Duckett), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
Broker Lee Mcneill in Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm Has Customer Complaint
5 Feb 2025, 6:22 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lee Mcneill (Mcneill), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
17 Mar 2025, 6:22 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edgar Shanoyan (Shanoyan), previously associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least 2 disclosable events. [read post]
4 Apr 2025, 12:32 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Brinton (Brinton), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
4 Apr 2025, 12:25 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Hansen (Hansen), previously associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least 2 disclosable events. [read post]
28 Mar 2025, 6:26 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexandre Maltez (Maltez), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
29 Mar 2025, 6:20 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Bottini (Bottini), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least 2 disclosable events. [read post]
24 Mar 2025, 6:18 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Peterson (Peterson), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
24 Mar 2025, 6:17 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lino Gutierrez (Gutierrez), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
