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5 Jun 2020, 1:52 am by Alan Rosca
 He was also registered with the following firms, FINRA notes: Aegis Capital Corp. from June 8, 2017 until February 20, 2018, New York, NY National Securities Corporation from September 12, 2013 until June 2, 2017, New York, NY Cetera Advisors LLC from November 25, 2011 until September 27, 2013, New York, NY Chase Investment Services Corp. from April 30, 2008 until December 16, 2011, New York, NY Finally, it is important to note that, as of… [read post]
5 Jun 2020, 1:52 am by Alan Rosca
 He was also registered with the following firms, FINRA notes: Aegis Capital Corp. from June 8, 2017 until February 20, 2018, New York, NY National Securities Corporation from September 12, 2013 until June 2, 2017, New York, NY Cetera Advisors LLC from November 25, 2011 until September 27, 2013, New York, NY Chase Investment Services Corp. from April 30, 2008 until December 16, 2011, New York, NY Finally, it is important to note that, as of… [read post]
18 Dec 2009, 1:21 am
McGee KINGS COUNTY Real Property Court Withholds Judgment on Mortgage Reinstatement Until Further Discovery Beltway Capital LLC v. [read post]
13 Sep 2021, 4:00 am by Jim Sedor
Campaign Finance National: “Giuliani Associate Igor Fruman Pleads Guilty in Campaign-Finance Case” by Shayna Jacobs (Washington Post) for MSN Florida: “Dems Gave $700K to Dark-Money Group That Helped Republicans Win Races in ‘Ghost’ Candidate Scandal” by Jason Garcia and Annie Martin for Orlando Sentinel Ethics Florida: “Florida Official Sentence to 5 Years in Corruption Case” by Brendan Farrington (Associated Press) for MSN Hawaii: “What Civil… [read post]
15 Feb 2011, 9:19 am by PaulKostro
GARY GOLDBERG PLANNING SERVICES, INC., and GARY GOLDBERG, LIEBERMAN ASSET MANAGEMENT, LLC, ADVISORS CAPITAL MANAGEMENT, LLC, CHARLES LIEBERMAN and KEVIN KERN, App. [read post]
21 Apr 2009, 9:24 am
There are many other provisions of this new law that healthcare reimbursement professionals who exchange or utilize PHI should note. [read post]
24 Sep 2020, 5:09 pm by Bob Ambrogi
The new company was formed by Lightyear Capital LLC, a New York privacy equity firm focused on financial services, as the lead investor, with a significant minority stake held by Greater Sum Ventures. [read post]
27 Nov 2024, 8:27 am by Dirk Auer
Removing incumbent platforms as a source of investment means new services must either rely on funding from competitively unrelated firms—where synergies tend to be more limited—or from the capital markets. [read post]
27 Sep 2022, 5:31 am by Bob Ambrogi
A majority of entities are using both technology and other innovations to deliver services in new ways, mostly to consumers and small businesses. [read post]
2 Apr 2007, 1:57 am
Khalil Danielson NEW YORK COUNTYLegal Profession Informal Retainer Is Void; Plaintiff Compensated For Services Rendered Under Quantum Meruit Goldston v. [read post]
9 Apr 2019, 9:01 pm by Jim Sedor
Democrats Try a New Strategy” by Jesse McKinley (New York Times) for MSN The post Wednesday’s LobbyComply News Roundup appeared first on LobbyComply. [read post]
7 Dec 2009, 10:24 am
New Jersey spent $253 million on capital cases over 25 years without an execution, he said. [read post]
16 Aug 2017, 8:46 am by Jeff Rasansky
The 85th Texas Legislature has finally concluded, and there are 1,252 new Texas laws on the books. [read post]
11 Jun 2021, 9:20 am by Kristian Soltes
Plaid Launches Capital One Open Finance PartnershipPYMNTS – June 9, 2021 Plaid announced a new open finance partnership with Capital One on Wednesday (June 9), just as the FinTech is completing its migration to the Capital One API. [read post]
11 Aug 2009, 4:00 am
Now the SEC has proposed a ban on using placement agents when seeking capital investments from public pension funds. [read post]
29 Oct 2013, 4:33 pm by Mark Litwak
Therefore, it is likely that entrepreneurs seeking to raise capital will have to wait at least another six months or so before the agency finalizes its rules. [read post]