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5 Feb 2024, 9:00 am by Ortiz Law Firm
Issues That Arise When a Third-Party Handles a Long-Term Disability Claim In cases where third-party administrators are making the decisions, the absence of financial repercussions for them can lead to more claim denials, potentially harming the claimants chances of receiving benefits. [read post]
2 Jan 2024, 1:04 pm
The Claimant had entered FINRA's expungement turnstile but then was trapped inside it. [read post]
19 Sep 2014, 4:57 am
 READ the FULL-TEXT ORDER.The Claimant is a foreign resident and footnet 2 of the Order offers some interesting insights into some of the nuances involved with this award:2 We believe an award payment is appropriate here notwithstanding the existence of certain extraterritorial aspects of Claimants application. [read post]
11 Feb 2019, 12:50 pm
National didn't put up much of a fight over the requested expungement, but the firm appeared in quite a lather over being forced to pay Claimant's fees and costs of the proceeding. [read post]
9 May 2014, 5:54 am
 In the end, however, there is a very impressive Arbitrator's rationale concerning a decision on whether to recommend expungement.In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in November 2012 and as amended, public customer Claimant Barr, appearing pro se, asserted misrepresentations, negligence and failure to supervise in connection with his allegations pertaining to Respondents’ investment philosophy and… [read post]
30 Aug 2023, 6:11 am by Allan Blutstein
.) -- finding that: (1) agency properly relied on Exemption 6 to withhold names of tort claimants, and—invoking the court’s inherent powers—ordering plaintiff not to use or disseminate names of claimants that agency inadvertently disclosed; and (2) agency properly relied on Exemption 6 to withhold names of police officers involved in same tort claims, noting that disclosure would reveal “little more about Park Police’s conduct than… [read post]
16 Oct 2013, 3:30 am by David Furtado
As promised in my post, Statute of Limitations in Colorado, this week I will discuss Colorado’s unreasonable delay statutes. [read post]
29 Oct 2021, 11:44 am
A sell-out ensued, which prompted a negative balance in the customer's margin account. [read post]
5 Feb 2013, 5:11 pm by Rodney Mesriani
In that case, the SSA’s disability examiners will evaluate the claimants condition including his or her residual functional capacity. [read post]
28 Mar 2012, 5:08 am by Gregory Dell
In the event that a claimant does file a lawsuit, under ERISA, a claimant is not entitled to a jury trial. [read post]
Claimants Lose Retirement Funds in Complex Options Trading Strategy A retired couple is suing UBS Financial Services (UBS) after they sustained at least $800,000 in losses from investing in the firm’s Yield Enhancement Strategy (YES). [read post]