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8 Jul 2019, 1:42 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Mark Lewton Hopkins’ alleged acceptance of customer funds for an investment without obtaining pre-approval from American Portfolios Financial Services. [read post]
4 Jul 2019, 1:34 pm
Schwartz‘s trading was unsuitable and caused combined losses of more than $660,000 in four customers’ accounts, Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to James Bradley Schwartz’s alleged churning and excessive trading of the accounts of customers of his member firm, Aegis. [read post]
3 Jul 2019, 1:29 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Morgan Taylor McCarthy’s alleged practices of selling away and making unsuitable investment recommendations. [read post]
3 Jul 2019, 1:18 pm
Just yesterday, at his “Technology and Marketing Law Blog,” Eric Goldman had a post titled “Amazon Might Be Liable for Defective Marketplace Items (But Only When It Tries to Warn Consumers) — Fox v. [read post]
3 Jul 2019, 4:05 am
” Additional commentary comes from LeRoy Goldman at his eponymous blog. [read post]
1 Jul 2019, 1:24 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Donald S. [read post]
1 Jul 2019, 9:48 am
Valdez, Jr. and guest, attorney Pedram Esfandiary of Baum, Hedlund, Aristei & Goldman, PC., discuss this verdict, the legal strategy in the case, and the current status on recalling Roundup. [read post]
1 Jul 2019, 9:43 am
Valdez, Jr. and guest, attorney Pedram Esfandiary of Baum, Hedlund, Aristei & Goldman, PC., discuss this verdict, the legal strategy in the case, and the current status on recalling Roundup. [read post]
30 Jun 2019, 1:18 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Stephen F. [read post]
30 Jun 2019, 9:03 am
And one of the most interesting pieces I’ve found is by German scholar Matthias Goldman that both uses original archival research to describes the events that took place and uses them to question our contemporary understanding of the law of sovereignty. [read post]
29 Jun 2019, 11:48 am
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Sumaya De Los Angeles Musa’s alleged unsuitable investment recommendations and over-concentration in Puerto Rico Closed-End Bond Funds. [read post]
28 Jun 2019, 11:31 am
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Michael Siegel’s alleged second-degree theft by deception. [read post]
28 Jun 2019, 7:43 am
Goldman, M.D., M.S., M.P.H., Michael and Lori Milken Dean and Professor of Environmental and Occupational Health at Milken Institute School of Public Health, George Washington University, provided timely insights into EPA’s implementation of the Toxic Substances Control Act (TSCA) now and what should be expected going forward. [read post]
28 Jun 2019, 6:07 am
Securities and Exchange Commission, on Monday, June 24, 2019 Tags: Asset management, Environmental disclosure, ESG, Institutional Investors, Investment advisers, Proxy advisors, Securities regulation, Shareholder proposals The Standard of Review for Challenged Director Compensation Posted by Amy Simmerman and John Aguirre, Wilson Sonsini Goodrich & Rosati, on Tuesday, June 25, 2019 Tags: Boards of Directors, Delaware… [read post]
27 Jun 2019, 12:02 pm
Goldman Scarlato & Penny PC is preparing to take action on behalf of victimized consumers and would like to talk to potential victims. [read post]
26 Jun 2019, 1:06 pm
Prior to joining the SEC, he worked as Managing Director at Goldman Sachs, where he led initiatives to strengthen technology risk governance, incident management, and insider threat programs. [read post]
25 Jun 2019, 6:24 am
On May 31, 2019, Vice Chancellor Sam Glasscock of the Delaware Court of Chancery issued a decision refusing to dismiss a stockholder’s fiduciary duty claims challenging the compensation of Goldman Sachs’ board of directors. [1] The case highlights the type of claim potentially available to stockholders in challenging board (and sometimes executive) compensation, and it provides important guidance for boards when considering the possibility of such a challenge. [read post]
24 Jun 2019, 1:36 pm
SOURCE Goldman Scarlato & Penny Related Links http://lawgsp.com/321-loans-investigation/ [read post]
24 Jun 2019, 10:12 am
Bloomberg Law on How Mark Templeton's Diverse Background Informs the Work of the Abrams Environmental Law Clinic willcanderson Mon, 06/24/2019 - 12:12 Read more about Bloomberg Law on How Mark Templeton's Diverse Background Informs the Work of the Abrams Environmental Law Clinic Bloomberg Law Alex Ebert Legal Spotlight: Ex-Goldman Analyst Involved in Trump Hotel Suit [read post]
24 Jun 2019, 2:55 am
Josh Hawley (R-MO)’s bill to require the largest social media firms to obtain certification of their political balance from the FTC, on pain of making them liable for all content posted by users, met with hail of dead cats from knowledgeable observers [Elliot Harmon/EFF, John Samples/Cato and more, Cathy Gellis, Joshua Wright thread, Eric Goldman, Raffi Malkonian on retroactivity and more, Elizabeth Nolan Brown/Reason] Related: Daphne Keller (“Build Your Own Intermediary… [read post]
