Search for: "In Re Securities and Exchange Commission"
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5 Mar 2014, 5:00 am
The chances are greater than ever that the Securities and Exchange Commission will show up in your lobby. [read post]
2 Mar 2014, 5:30 am
http://t.co/uUmlGoveD3 -> Bitcoin exchange website offline after theft rumours http://t.co/ihHSI00WNI -> Hank Azaria wins copyright tiff with Bierko over sports character https://t.co/fz4t6t0tsj -> Broadcasters Warn Supreme Court That Aereo Threatens to Upend Business https://t.co/KZsR2fAX2I -> Ford ditching Microsoft in favor of BlackBerry QNX for next-gen Sync? [read post]
21 Feb 2014, 9:00 am
In any event, we always take shelter from the storms, the cold, and the heat by digging into our Inbox of interesting developments in executive employment disputes and the issues that surround them, including: The Securities and Exchange Commission has filed an amicus brief in the Second Circuit, arguing that its interpretation of a “whistleblower” under Dodd-Frank – essentially an employee who reports wrongdoing either internally or to… [read post]
20 Feb 2014, 12:32 pm
The Securities and Exchange Commission regulates larger investment advisers under the Investment Advisers Act of 1940 (the “Act”). [read post]
11 Feb 2014, 5:00 am
IA Watch was able to get Drew Bowden, the Securities and Exchange Commission’s Director of the Office of Compliance Inspections and Examinations, to sit down for an interview. [read post]
11 Feb 2014, 5:00 am
IA Watch was able to get Drew Bowden, the Securities and Exchange Commission’s Director of the Office of Compliance Inspections and Examinations, to sit down for an interview. [read post]
10 Feb 2014, 5:00 am
In looking through the defense motions, the lawyers did not challenge the jurisdiction of the Securities and Exchange Commission. [read post]
7 Feb 2014, 5:48 am
I have long wondered what could have caused the explosion in Department of Justice (DOJ) and Securities and Exchange Commission (SEC) enforcement of the Foreign Corrupt Practices Act (FCPA). [read post]
28 Jan 2014, 7:28 am
We re-proposed those rules late last year, and finalizing them will be a priority for 2014. [read post]
18 Jan 2014, 7:00 am
On the cyber front, Paul reacted to the passage of the Health Exchange Security and Transparency Act of 2014, and found the bill fairly reasonable. [read post]
16 Jan 2014, 4:30 am
” It was mainly the Uniform Evidence Act with some re-organization and re-drafting. [read post]
15 Jan 2014, 8:22 am
As if hearing federal judges say malpractice and Rule 502(d) orders in the same sentence were not enough to convince federal court litigants to use them, cases throughout the year further highlighted the importance of securing these orders. [read post]
14 Jan 2014, 9:48 am
It also was announced that the Securities and Exchange Commission was deploying predictive coding to its Division of Enforcement staff to search and analyze hundreds of terabytes of ESI. [read post]
13 Jan 2014, 8:28 pm
Their Bitcoin investments are soaring and in their July filing with the Securities and Exchange Commission for their Winklevoss Bitcoin Trust, they note that “[t]here are no regulations, rulings or other authority that address the US federal income tax treatment of Bitcoins” and suggest that “[u]nder one reasonable approach, a Bitcoin should be treated as a capital asset (and not as “currency”). [read post]
8 Jan 2014, 10:04 am
Gorman from Dorsey & Whitney’s DC office, and former Senior Counsel at the Division of Enforcement of the Securities and Exchange Commission, where he helped lead FCPA enforcement. [read post]
6 Jan 2014, 12:22 pm
Acceptable financial statements for purposes of the de minimis safe harbor election are: (1) A financial statement required to be filed with the Securities and Exchange Commission (SEC) (10-K or the Annual Statement to Shareholders). (2) A certified audited financial statement accompanied by the report of an independent certified public accountant (or in the case of a foreign entity, by the report of a similarly qualified independent professional) that is used for: (A)… [read post]
27 Dec 2013, 6:36 am
In one such speech Mary Jo White, the new chair of the Securities and Exchange Commission, asked a group of CCOs: ”Do you have the necessary independence, access, authority and support to do your jobs effectively? [read post]
26 Dec 2013, 6:56 pm
The FLSA requires that covered employees be paid at least the federal minimum wage of $7.25 for all hours worked, plus time and one-half their regular rates, including commissions, bonuses and incentive pay, for hours worked beyond 40 per week. [read post]
15 Dec 2013, 2:01 pm
LabMD (Federal Trade Commission) Stupid Mistake + Media Coverage = Unfair Practice When LabMD set up security for its network, it didn’t expect a rogue employee to poke holes in its security by running Limewire, a program notorious for sharing pirated music — as well as any business or personal records that happen to be on the same network. [read post]
10 Dec 2013, 8:05 pm
Warren seems to enjoy new capacity to use position, Durbin-like, to punish political foes [David Henderson] Tweet Tags: Arkansas, Elizabeth Warren, politics, Securities and Exchange Commission, TexasPolitics roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
