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12 Jun 2012, 2:47 pm
It was perhaps inevitable, but worth noting all the same: Once Morgan Stanley completes its acquisition of Smith Barney, it will consign the venerable name to the financial industry's ash heap. [read post]
12 Jun 2012, 6:50 am
Scheindlin, Southern District of New York, rejected the contentions of Morgan Stanley & Co. [read post]
11 Jun 2012, 4:13 pm
Two months ago, Merrill Lynch was ordered to pay more than $10 million by a Financial Industry Regulatory Authority (FINRA) arbitration panel to two former brokers – Tamara Smolchek and Meri Ramazio – who had sued Merrill Lynch for deferred compensation they lost after leaving for Morgan Stanley in 2008. [read post]
11 Jun 2012, 11:55 am
To me the deeper problem with the IPO was that it was fundamentally mispriced, and that Morgan Stanley let Facebook investors flood the market by upping the IPO size at the last minute. [read post]
11 Jun 2012, 11:33 am
Morgan Stanley (SD Ind., Barker), a 23-page opinion, Circuit Judge Flaum... [read post]
11 Jun 2012, 6:01 am
alongside Goldman Sachs, Morgan Stanley, and Merrill Lynch. [read post]
9 Jun 2012, 7:29 pm
First Derivative Traders Prescott Valley loses motion to dismiss investor lawsuit against events center, The Daily Courier, October 26, 2011 More Blog Posts: Bank of America and Countrywide Financial Sued by Allstate over $700M in Bad Mortgaged-Backed Securities, Stockbroker Fraud Blog, December 20, 2010 Morgan Stanley Sued by MetLife for Securities Fraud Over $757 Million in Residential Mortgage-Backed Securities, Institutional Investor Securities Fraud, April 28, 2012 Not… [read post]
8 Jun 2012, 11:00 am
” The article featured the results of a new survey by Campden Wealth and Morgan Stanley Private Wealth Management. [read post]
7 Jun 2012, 7:49 am
While many big banks warehouse nearly all of their derivatives in subsidiaries that rely on federally insured deposits to fund themselves, Morgan Stanley does not -- and it could weigh on profits in an already lackluster environment. [read post]
6 Jun 2012, 9:01 am
And Mary Meeker, a former top Internet analyst at Morgan Stanley and now a partner at Kleiner Perkins, will join the board. [read post]
5 Jun 2012, 9:30 pm
., Morgan Stanley and other banks are being sued by Facebook’s shareholders. [read post]
5 Jun 2012, 6:04 am
Mark Zuckerberg Sued For Unloading Facebook Stock Zuckerberg, Morgan Stanley sued over Facebook IPO [read post]
4 Jun 2012, 12:19 pm
The top securities regulator for Massachusetts, William Galvin, said he had subpoenaed Morgan Stanley. [read post]
4 Jun 2012, 12:19 pm
The top securities regulator for Massachusetts, William Galvin, said he had subpoenaed Morgan Stanley. [read post]
1 Jun 2012, 5:06 am
They hail from Morgan Stanley, Deutsche Bank, Bear Stearns, D.E. [read post]
31 May 2012, 10:55 am
He increased the credit line twice in early 2004, first to $1.2 million and later to $1.32 million, all after he allegedly submitted personal financial statements to the bank falsely stating that he owned millions of dollars of stock in Morgan Stanley and Lehman Brothers. [read post]
31 May 2012, 10:37 am
While banks such as Goldman Sachs and Morgan Stanley have argued for a looser implementation of the rule, JPMorgan’s revelation of a $2 billion (and growing) loss on what were supposed to be hedges strengthened the hand of advocates of a strict ban on proprietary trading, who argue that had the rule already been in effect, the loss would not have taken place. [read post]
31 May 2012, 6:18 am
Morgan Stanley has announced plans to buy an additional 14 percent of Morgan Stanley Smith Barney, its brokerage joint venture with Citigroup. [read post]
28 May 2012, 4:42 am
One regulator, William Galvin, Secretary of the Commonwealth of Massachusetts, May 22 announced that the state’s Securities Division that day issued an administrative subpoena to Morgan Stanley, (MS) the lead underwriter for the Facebook offering. [read post]
25 May 2012, 2:07 pm
Some reasons for this view (NASDAQ’s humiliating meltdown, three shareholder class actions are already pending against FB) are indisputable, others (hedge fund managers and other impoverished Morgan Stanley super-insiders didn’t get their customary 10—20% instant [...] [read post]
